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First Trust Financials AlphaDEX Fund

112 hedge funds and large institutions have $590M invested in First Trust Financials AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 42 increasing their positions, 44 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.94% less ownership

Funds ownership: 60.75%59.81% (-0.94%)

5% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 44

4% less funds holding

Funds holding: 117112 (-5)

9% less capital invested

Capital invested by funds: $651M → $590M (-$60.5M)

21% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 19

80% less funds holding in top 10

Funds holding in top 10: 51 (-4)

Holders
112
Holders Change
-5
Holders Change %
-4.27%
% of All Funds
2.79%
Holding in Top 10
1
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-80%
% of All Funds
0.02%
New
15
Increased
42
Reduced
44
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SPL
26
Smart Portfolios LLC
Washington
$2.14M -$2.94M -105,510 -59%
BTS
27
BB&T Securities
Virginia
$2.12M +$36.6K +1,316 +2%
SWM
28
Strategic Wealth Management
Washington
$2.1M -$2.88M -103,574 -59%
UCFA
29
United Capital Financial Advisors
Texas
$1.79M -$2.33M -83,809 -57%
DADC
30
D.A. Davidson & Co
Montana
$1.77M -$85K -3,052 -5%
BRWA
31
B. Riley Wealth Advisors
Florida
$1.66M -$226K -8,135 -12%
PFS
32
Prospera Financial Services
Texas
$1.61M +$507K +18,194 +48%
FHC
33
First Heartland Consultants
Missouri
$1.6M -$1.42M -50,869 -48%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$1.51M +$233K +8,369 +19%
Stifel Financial
35
Stifel Financial
Missouri
$1.5M -$3.88M -139,247 -73%
LFAS
36
Level Four Advisory Services
Texas
$1.42M -$22.3K -800 -2%
OC
37
Oppenheimer & Co
New York
$1.39M +$94K +3,377 +7%
CAN
38
Cetera Advisor Networks
California
$1.31M +$106K +3,795 +9%
SG Americas Securities
39
SG Americas Securities
New York
$1.1M +$1.08M +38,643 New
PAG
40
Private Advisor Group
New Jersey
$1.1M -$46.6K -1,675 -4%
WI
41
Wintrust Investments
Illinois
$1.1M +$38.8K +1,395 +4%
SI
42
Stephens Inc
Arkansas
$1.09M +$106K +3,794 +11%
IA
43
IFP Advisors
Florida
$1.06M -$454K -16,304 -31%
FAAS
44
First Allied Advisory Services
California
$979K +$581K +20,880 +161%
SI
45
SII Investments
Wisconsin
$955K +$208K +7,488 +29%
Citigroup
46
Citigroup
New York
$758K +$360K +12,930 +95%
ONB
47
Old National Bancorp
Indiana
$750K -$255K -9,163 -26%
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$692K +$625K +22,445 +1,273%
CA
49
Cetera Advisors
Colorado
$601K +$27.8K +1,000 +5%
RIA
50
Regal Investment Advisors
Michigan
$597K

FXO Hedge Fund Activity: Q2 2017 in Review

112 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in First Trust Financials AlphaDEX Fund (FXO) for Q2 2017, worth a combined $590M — down 9.3% from $651M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of FXO and 15 opened new positions — a net loss of 4 holders — while 44 trimmed existing stakes and 42 added.

The largest buyer was LPL Financial, adding an estimated $4.05M. The largest seller was Wells Fargo, cutting an estimated $19.7M.

  • 112 institutional investors held First Trust Financials AlphaDEX Fund (FXO) as of Q2 2017, down from 117 in Q1 2017.
  • Funds reported $590M of First Trust Financials AlphaDEX Fund stock for Q2 2017, down 9.3% quarter-over-quarter.
  • 15 funds opened new First Trust Financials AlphaDEX Fund positions in Q2 2017 and 19 closed out, a net change of -4 holders.
  • The largest First Trust Financials AlphaDEX Fund buyer in Q2 2017 was LPL Financial, an estimated $4.05M added.
  • The largest First Trust Financials AlphaDEX Fund seller in Q2 2017 was Wells Fargo, an estimated $19.7M sold.

Based on aggregated 13F filings for Q2 2017.