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First Trust Financials AlphaDEX Fund
FXO

Overview Fund Activity

112 hedge funds and large institutions have $590M invested in First Trust Financials AlphaDEX Fund in 2017 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 42 increasing their positions, 44 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
112
Holders Change
-5
Holders Change %
-4.27%
% of All Funds
2.8%
Holding in Top 10
1
Holding in Top 10 Change
-4
Holding in Top 10 Change %
-80%
% of All Funds
0.02%
New
15
Increased
42
Reduced
44
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
LPL Financial
LPL Financial
California
+$4.16M
2
RJFSA
Raymond James Financial Services Advisors
Florida
+$4.13M
3
MML Investors Services
MML Investors Services
Massachusetts
+$4.13M
4
Bank of America
Bank of America
North Carolina
+$2.55M
5
SG Americas Securities
SG Americas Securities
New York
+$1.11M

Top Sellers

1
Wells Fargo
Wells Fargo
California
-$20.2M
2
NA
Navellier & Associates
Nevada
-$12M
3
Morgan Stanley
Morgan Stanley
New York
-$9.57M
4
SAM
Shamrock Asset Management
Texas
-$5.87M
5
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$5.5M
Name Holding Trade Value Shares
Change 		Shares
Change %
SPL
26
Smart Portfolios LLC
Washington
$2.14M -$3.02M -105,510 -59%
BTS
27
BB&T Securities
Virginia
$2.12M +$37.6K +1,316 +2%
SWM
28
Strategic Wealth Management
Washington
$2.1M -$2.96M -103,574 -59%
UCFA
29
United Capital Financial Advisors
Texas
$1.79M -$2.4M -83,809 -57%
DADC
30
D.A. Davidson & Co
Montana
$1.77M -$87.2K -3,052 -5%
BRWA
31
B. Riley Wealth Advisors
Florida
$1.66M -$233K -8,135 -12%
PFS
32
Prospera Financial Services
Texas
$1.61M +$519K +18,194 +48%
FHC
33
First Heartland Consultants
Missouri
$1.6M -$1.45M -50,869 -48%
LTFS
34
Ladenburg Thalmann Financial Services
Florida
$1.51M +$237K +8,369 +19%
Stifel Financial
35
Stifel Financial
Missouri
$1.5M -$3.99M -139,247 -73%
LFAS
36
Level Four Advisory Services
Texas
$1.42M -$21.8K -800 -2%
OC
37
Oppenheimer & Co
New York
$1.39M +$96.6K +3,377 +7%
CAN
38
Cetera Advisor Networks
California
$1.31M +$109K +3,795 +9%
SG Americas Securities
39
SG Americas Securities
New York
$1.11M +$1.11M +38,643 New
PAG
40
Private Advisor Group
New Jersey
$1.1M -$48.1K -1,675 -4%
WI
41
Wintrust Investments
Illinois
$1.1M +$39.9K +1,395 +4%
SI
42
Stephens Inc
Arkansas
$1.09M +$108K +3,794 +11%
IA
43
IFP Advisors
Florida
$1.06M -$466K -16,304 -31%
FAAS
44
First Allied Advisory Services
California
$979K +$603K +20,880 +161%
SI
45
SII Investments
Wisconsin
$955K +$215K +7,488 +29%
Citigroup
46
Citigroup
New York
$758K +$370K +12,930 +95%
ONB
47
Old National Bancorp
Indiana
$750K -$262K -9,163 -26%
Manulife (Manufacturers Life Insurance)
48
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$692K +$642K +22,445 +1,273%
CA
49
Cetera Advisors
Colorado
$601K +$28.6K +1,000 +5%
RIA
50
Regal Investment Advisors
Michigan
$597K – – –
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