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First Trust Financials AlphaDEX Fund

97 hedge funds and large institutions have $476M invested in First Trust Financials AlphaDEX Fund in 2016 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 36 increasing their positions, 39 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
97
Holders Change
+5
Holders Change %
+5.43%
% of All Funds
2.59%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.13%
New
14
Increased
36
Reduced
39
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Shares
Change %
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$1.88M +$135K +5,557 +8%
AI
27
Atria Investments
North Carolina
$1.74M +$369K +15,171 +27%
SB
28
Suntrust Banks
Georgia
$1.71M -$178K -7,322 -9%
NPC
29
National Planning Corporation
California
$1.62M +$1.36M +56,414 +531%
CAN
30
Cetera Advisor Networks
California
$1.51M -$525K -21,612 -26%
OC
31
Oppenheimer & Co
New York
$1.46M -$91.7K -3,771 -6%
HFS
32
HL Financial Services
Kentucky
$1.36M -$322K -13,242 -19%
IUHSA
33
Itau Unibanco Holding S.A.
Brazil
$1.31M +$1.31M +54,045 New
DADC
34
D.A. Davidson & Co
Montana
$1.3M +$23.3K +961 +2%
WI
35
Wintrust Investments
Illinois
$1.27M -$394K -16,233 -24%
FHC
36
First Heartland Consultants
Missouri
$1.23M -$54.2K -2,230 -4%
BTS
37
BB&T Securities
Virginia
$1.11M -$38.1K -1,570 -3%
BFEC
38
Benjamin F. Edwards & Company
Missouri
$926K +$129K +5,295 +16%
SI
39
Stephens Inc
Arkansas
$899K +$899K +36,998 New
Stifel Financial
40
Stifel Financial
Missouri
$884K -$982K -40,345 -53%
Citadel Advisors
41
Citadel Advisors
Florida
$878K -$710K -29,230 -45%
ONB
42
Old National Bancorp
Indiana
$827K -$616K -25,379 -43%
FIM
43
Freedom Investment Management
Connecticut
$824K +$368K +15,152 +81%
MFS
44
MSI Financial Services
Massachusetts
$791K +$38.5K +1,583 +5%
SG Americas Securities
45
SG Americas Securities
New York
$670K +$410K +16,860 +158%
ICOA
46
Investment Centers of America
North Dakota
$626K -$297K -12,166 -32%
PAG
47
Private Advisor Group
New Jersey
$588K -$33.8K -1,396 -5%
RPG
48
Risk Paradigm Group
Texas
$566K +$566K +23,287 New
BRWA
49
B. Riley Wealth Advisors
Florida
$552K -$11.2K -462 -2%
SI
50
SII Investments
Wisconsin
$550K +$121K +4,975 +28%