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First Trust Financials AlphaDEX Fund

62 hedge funds and large institutions have $488M invested in First Trust Financials AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 15 funds opening new positions, 33 increasing their positions, 9 reducing their positions, and 4 closing their positions.

Holders
62
Holders Change
+10
Holders Change %
+19.23%
% of All Funds
1.8%
Holding in Top 10
2
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.06%
New
15
Increased
33
Reduced
9
Closed
4
Calls
$9K
Puts
Net Calls
+$9K
Net Calls Change
+$1K
Name Market Value Shares Shares
Change
Shares
Change %
HR
26
Howe & Rusling
New York
$1.77M 81,205 +17,140 +27%
OC
27
Oppenheimer & Co
New York
$1.45M 66,689 -1,760 -3%
CS
28
Credit Suisse
Switzerland
$1.06M 48,597 +6,321 +15%
AIG
29
American International Group
New York
$927K 42,647 +7,806 +22%
DADC
30
D.A. Davidson & Co
Montana
$789K 36,334 -598 -2%
CK
31
Carnick & Kubik
Colorado
$764K 35,140 +35,140 New
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$661K 30,389 +4,814 +19%
JPMorgan Chase & Co
33
JPMorgan Chase & Co
New York
$466K 21,430 -44,583 -68%
FHC
34
First Heartland Consultants
Missouri
$446K 20,494 +380 +2%
Cambridge Investment Research Advisors
35
Cambridge Investment Research Advisors
Iowa
$422K 19,390 +3,517 +22%
B
36
Baird
Wisconsin
$395K 18,159 +1,091 +6%
SG Americas Securities
37
SG Americas Securities
New York
$386K 17,773 -350,990 -95%
PFS
38
Prospera Financial Services
Texas
$369K 16,964 -34,208 -67%
SAM
39
Shamrock Asset Management
Texas
$307K 14,133 +14,133 New
First Trust Advisors
40
First Trust Advisors
Illinois
$300K 13,810 -12,265 -47%
Ameriprise
41
Ameriprise
Minnesota
$238K 10,943 +1,100 +11%
HFS
42
HL Financial Services
Kentucky
$231K 10,624 +10,624 New
FFC
43
First Financial Corp
Indiana
$160K 7,364 -6,000 -45%
WA
44
WFG Advisors
Texas
$148K 6,821 +6,421 +1,605%
WEC
45
Winslow Evans & Crocker
Massachusetts
$134K 6,182 +6,182 New
BRWA
46
B. Riley Wealth Advisors
Florida
$124K 5,700 +300 +6%
AP
47
Advisors Preferred
Maryland
$112K 5,167 +5,167 New
BFEC
48
Benjamin F. Edwards & Company
Missouri
$83K 3,822 +3,822 New
Deutsche Bank
49
Deutsche Bank
Germany
$52K 2,430 -4,163 -63%
FAM
50
Formidable Asset Management
Ohio
$40K 1,909