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First Trust Energy AlphaDEX Fund
FXN

102 hedge funds and large institutions have $260M invested in First Trust Energy AlphaDEX Fund in 2021 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 48 increasing their positions, 25 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 3 → 6 (+3)

92% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 25

42% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 12

26% more capital invested

Capital invested by funds: $207M → $260M (+$52.9M)

4% more funds holding

Funds holding: 98 → 102 (+4)

2.35% more ownership

Funds ownership: 69.02% → 71.37% (+2.3%)

Holders
102
Holders Change
+4
Holders Change %
+4.08%
% of All Funds
1.78%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.1%
New
17
Increased
48
Reduced
25
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$9.35M
2
RWA
Redhawk Wealth Advisors
Minnesota
+$8.98M
3
FMP
Financial Management Professionals
Texas
+$5.41M
4
Wells Fargo
Wells Fargo
California
+$3.27M
5
FEG
Financial Enhancement Group
Indiana
+$3.13M

Top Sellers

Rank Fund Capital Flow
1
IA
IFP Advisors
Florida
-$6.53M
2
Goldman Sachs
Goldman Sachs
New York
-$3.54M
3
SAM
Synergy Asset Management
Washington
-$2.87M
4
CFG
CMC Financial Group
Georgia
-$2.67M
5
Baird Financial Group
Baird Financial Group
Wisconsin
-$2.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
Carson Wealth (CWM LLC)
76
Carson Wealth (CWM LLC)
Nebraska
$68K – – –
AWA
77
Arkadios Wealth Advisors
Georgia
$65K +$21 +2 +0%
GWM
78
Geneos Wealth Management
Colorado
$54K -$42.6K -3,999 -46%
Barclays
79
Barclays
United Kingdom
$43K +$40.6K +3,811 New
AP
80
Advisors Preferred
Maryland
$41K +$24.6K +2,308 +193%
Deutsche Bank
81
Deutsche Bank
Germany
$41K +$38K +3,568 New
MIM
82
MTM Investment Management
South Carolina
$31K – – –
JAWM
83
J. Arnold Wealth Management
Ohio
$29K – – –
Qube Research & Technologies (QRT)
84
Qube Research & Technologies (QRT)
United Kingdom
$23K +$21.5K +2,020 New
BAM
85
Bellevue Asset Management
Washington
$22K -$3.49K -328 -14%
CAL
86
Capital Analysts LLC
Pennsylvania
$22K +$20.2K +1,900 New
HI
87
Harbour Investments
Wisconsin
$16K -$18.1K -1,698 -55%
AP
88
Atwood & Palmer
Missouri
$16K – – –
CAAS
89
Capital Asset Advisory Services
Michigan
$15K +$12.6K +1,186 +1,151%
TWM
90
Tradition Wealth Management
Minnesota
$11K +$10.6K +1,000 New
CFA
91
Carroll Financial Associates
North Carolina
$10K – – –
FWM
92
Focused Wealth Management
New York
$9K – – –
TF
93
TimeScale Financial
Massachusetts
$7K -$22.5K -2,118 -77%
AF
94
Advisornet Financial
Minnesota
$7K – – –
SPWG
95
Sage Private Wealth Group
Illinois
$7K – – –
William Blair & Company
96
William Blair & Company
Illinois
$5K – – –
AAP
97
Arax Advisory Partners
Colorado
$5K +$4.9K +460 New
Fifth Third Bancorp
98
Fifth Third Bancorp
Ohio
$3K +$2.61K +245 New
US Bancorp
99
US Bancorp
Minnesota
$2K +$1.56K +147 New
WB
100
Webster Bank
Connecticut
$1K – – –
1 2 3
4
5

FXN Hedge Fund Activity: Q2 2021 in Review

102 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q2 2021, worth a combined $260M — up 26% from $207M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FXN positions and 12 closed out — a net gain of 5 holders — while 48 added to existing stakes and 25 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $9.35M. The largest seller was IFP Advisors, cutting an estimated $6.53M.

  • 102 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q2 2021, up from 98 in Q1 2021.
  • Funds reported $260M of First Trust Energy AlphaDEX Fund stock for Q2 2021, up 26% quarter-over-quarter.
  • 17 funds opened new First Trust Energy AlphaDEX Fund positions in Q2 2021 and 12 closed out, a net change of +5 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q2 2021 was Morgan Stanley, an estimated $9.35M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q2 2021 was IFP Advisors, an estimated $6.53M sold.

Based on aggregated 13F filings for Q2 2021.