First Trust Energy AlphaDEX Fund
FXN
74 hedge funds and large institutions have $88.7M invested in First Trust Energy AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 14 closing their positions.
64% more first-time investments, than exits
New positions opened: 23 | Existing positions closed: 14
47% more capital invested
Capital invested by funds: $60.3M → $88.7M (+$28.3M)
24% more repeat investments, than reductions
Existing positions increased: 21 | Existing positions reduced: 17
14% more funds holding
Funds holding: 65 → 74 (+9)
6.72% more ownership
Funds ownership: 56.81% → 63.53% (+6.7%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Royal Bank of Canada
Toronto,
Ontario, Canada
|
+$3.74M |
| 2 |
Morgan Stanley
New York
|
+$3.54M |
| 3 |
LPL Financial
San Diego,
California
|
+$2.68M |
| 4 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$2.56M |
| 5 |
SI
Stephens Inc
Little Rock,
Arkansas
|
+$2.45M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Osaic Holdings
Scottsdale,
Arizona
|
-$3.11M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$2.97M |
| 3 |
Wells Fargo
San Francisco,
California
|
-$2.73M |
| 4 |
UBS Group
Zurich,
Switzerland
|
-$1.73M |
| 5 |
SAM
Secure Asset Management
Troy,
Michigan
|
-$1.54M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
76
CIBC World Market
Toronto,
Ontario, Canada
| – | -$638K | -113,985 | Closed |
|
77
Ameriprise
Minneapolis,
Minnesota
| – | -$619K | -110,592 | Closed |
|
|
TSS
78
Two Sigma Securities
New York
| – | -$385K | -68,729 | Closed |
|
|
SAM
79
SignalPoint Asset Management
Springfield,
Missouri
| – | -$130K | -23,183 | Closed |
|
80
Envestnet Asset Management
Chicago,
Illinois
| – | -$75K | -13,387 | Closed |
|
|
ABC
81
Associated Banc-Corp
Green Bay,
Wisconsin
| – | -$65K | -11,667 | Closed |
|
|
WP
82
WealthShield Partners
Cary,
North Carolina
| – | -$3K | -508 | Closed |
|
|
CCM
83
Chiron Capital Management
Tallahassee,
Florida
| – | -$1K | -100 | Closed |
|
|
APA
84
American Portfolios Advisors
Holbrook,
New York
| – | -$470 | -84 | Closed |
|
FXN Hedge Fund Activity: Q4 2020 in Review
74 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q4 2020, worth a combined $88.7M — up 47% from $60.3M a quarter earlier.
Buyers outnumbered sellers: 23 funds opened new FXN positions and 14 closed out — a net gain of 9 holders — while 21 added to existing stakes and 17 trimmed.
The largest buyer was Royal Bank of Canada, adding an estimated $3.74M. The largest seller was Osaic Holdings, cutting an estimated $3.11M.
- 74 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q4 2020, up from 65 in Q3 2020.
- Funds reported $88.7M of First Trust Energy AlphaDEX Fund stock for Q4 2020, up 47% quarter-over-quarter.
- 23 funds opened new First Trust Energy AlphaDEX Fund positions in Q4 2020 and 14 closed out, a net change of +9 holders.
- The largest First Trust Energy AlphaDEX Fund buyer in Q4 2020 was Royal Bank of Canada, an estimated $3.74M added.
- The largest First Trust Energy AlphaDEX Fund seller in Q4 2020 was Osaic Holdings, an estimated $3.11M sold.
Based on aggregated 13F filings for Q4 2020.