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First Trust Energy AlphaDEX Fund
FXN

74 hedge funds and large institutions have $88.7M invested in First Trust Energy AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 14

47% more capital invested

Capital invested by funds: $60.3M → $88.7M (+$28.3M)

24% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 17

14% more funds holding

Funds holding: 65 → 74 (+9)

6.72% more ownership

Funds ownership: 56.81% → 63.53% (+6.7%)

Holders
74
Holders Change
+9
Holders Change %
+13.85%
% of All Funds
1.31%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
23
Increased
21
Reduced
17
Closed
14
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$3.74M
2
Morgan Stanley
Morgan Stanley
New York
+$3.54M
3
LPL Financial
LPL Financial
California
+$2.68M
4
RJA
Raymond James & Associates
Florida
+$2.56M
5
SI
Stephens Inc
Arkansas
+$2.45M

Top Sellers

Rank Fund Capital Flow
1
Osaic Holdings
Osaic Holdings
Arizona
-$3.11M
2
Citadel Advisors
Citadel Advisors
Florida
-$2.97M
3
Wells Fargo
Wells Fargo
California
-$2.73M
4
UBS Group
UBS Group
Switzerland
-$1.73M
5
SAM
Secure Asset Management
Michigan
-$1.54M
Name Holding Trade Value Shares
Change 		Change in
Stake
IA
51
IFP Advisors
Florida
$40K +$34.3K +5,000 New
SPIA
52
Steward Partners Investment Advisory
New York
$32K +$12K +1,756 +78%
AP
53
Atwood & Palmer
Missouri
$27K – – –
BAM
54
Bellevue Asset Management
Washington
$22K -$9.88K -1,442 -36%
MIM
55
MTM Investment Management
South Carolina
$21K +$18.4K +2,690 New
Citigroup
56
Citigroup
New York
$20K -$124K -18,144 -88%
Northwestern Mutual Wealth Management
57
Northwestern Mutual Wealth Management
Wisconsin
$9K +$7.53K +1,098 New
SFS
58
Sowell Financial Services
Arkansas
$8K – – –
TWM
59
Tradition Wealth Management
Minnesota
$8K +$6.86K +1,000 New
FWM
60
Focused Wealth Management
New York
$7K -$1.06K -155 -16%
CFA
61
Carroll Financial Associates
North Carolina
$7K – – –
CIAS
62
Capital Investment Advisory Services
North Carolina
$5K – – –
AF
63
Advisornet Financial
Minnesota
$5K +$185 +27 +4%
SPWG
64
Sage Private Wealth Group
Illinois
$5K +$4.45K +649 New
William Blair & Company
65
William Blair & Company
Illinois
$3K – – –
DWMG
66
DB Wealth Management Group
California
$3K +$2.27K +331 New
WEC
67
Winslow Evans & Crocker
Massachusetts
$3K +$2.74K +400 New
BFEC
68
Benjamin F. Edwards & Company
Missouri
$2K – – –
TI
69
tru Independence
Oregon
$1.2K +$202K +29,528 New
CAAS
70
Capital Asset Advisory Services
Michigan
$1K – – –
WB
71
Webster Bank
Connecticut
$1K – – –
LFG
72
Larson Financial Group
Missouri
$1K +$1.26K +184 New
Millennium Management
73
Millennium Management
New York
– -$3.17K -566,801 Closed
SAM
74
Secure Asset Management
Michigan
– -$1.54M -275,721 Closed
Jane Street
75
Jane Street
New York
– -$1.39M -248,917 Closed
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3
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FXN Hedge Fund Activity: Q4 2020 in Review

74 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q4 2020, worth a combined $88.7M — up 47% from $60.3M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXN positions and 14 closed out — a net gain of 9 holders — while 21 added to existing stakes and 17 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $3.74M. The largest seller was Osaic Holdings, cutting an estimated $3.11M.

  • 74 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q4 2020, up from 65 in Q3 2020.
  • Funds reported $88.7M of First Trust Energy AlphaDEX Fund stock for Q4 2020, up 47% quarter-over-quarter.
  • 23 funds opened new First Trust Energy AlphaDEX Fund positions in Q4 2020 and 14 closed out, a net change of +9 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q4 2020 was Royal Bank of Canada, an estimated $3.74M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q4 2020 was Osaic Holdings, an estimated $3.11M sold.

Based on aggregated 13F filings for Q4 2020.