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First Trust Energy AlphaDEX Fund
FXN

46 hedge funds and large institutions have $10.1M invested in First Trust Energy AlphaDEX Fund in 2020 Q1 according to their latest regulatory filings, with 6 funds opening new positions, 11 increasing their positions, 23 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

5.22% less ownership

Funds ownership: 37.75% → 32.53% (-5.2%)

26% less funds holding

Funds holding: 62 → 46 (-16)

52% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 23

70% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 20

73% less capital invested

Capital invested by funds: $36.9M → $10.1M (-$26.8M)

Holders
46
Holders Change
-16
Holders Change %
-25.81%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
11
Reduced
23
Closed
20
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
+$1.22M
2
CWS
Cypress Wealth Services
California
+$775K
3
1W
1776 Wealth
Georgia
+$364K
4
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$120K
5
ABC
Associated Banc-Corp
Wisconsin
+$111K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$5.71M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.83M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$669K
4
TRCT
Tower Research Capital (TRC)
New York
-$500K
5
Bank of America
Bank of America
North Carolina
-$486K
Name Holding Trade Value Shares
Change 		Change in
Stake
QCIG
51
Quad-Cities Investment Group
Iowa
– -$210K -19,834 Closed
TSS
52
Two Sigma Securities
New York
– -$186K -17,625 Closed
Jane Street
53
Jane Street
New York
– -$167K -15,758 Closed
Fisher Asset Management
54
Fisher Asset Management
Washington
– -$166K -15,695 Closed
Goldman Sachs
55
Goldman Sachs
New York
– -$141K -13,321 Closed
IAA
56
Independent Advisor Alliance
North Carolina
– -$131K -12,407 Closed
RIA
57
Regal Investment Advisors
Michigan
– -$115K -10,873 Closed
JAWM
58
J. Arnold Wealth Management
Ohio
– -$53K -5,046 Closed
TI
59
tru Independence
Oregon
– -$17K -4,357 Closed
NC
60
NewSquare Capital
Pennsylvania
– -$9K -812 Closed
RIA
61
Realta Investment Advisors
Delaware
– -$5K -494 Closed
ASN
62
Advisory Services Network
Georgia
– -$5K -470 Closed
AA
63
Advisory Alpha
Michigan
– -$2.26K -219 Closed
IA
64
IFP Advisors
Florida
– -$971 -127 Closed
GRP
65
Global Retirement Partners
California
– -$1K -104 Closed
CAAS
66
Capital Asset Advisory Services
Michigan
– -$1K -103 Closed
1 2
3

FXN Hedge Fund Activity: Q1 2020 in Review

46 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q1 2020, worth a combined $10.1M — down 73% from $36.9M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FXN and 6 opened new positions — a net loss of 14 holders — while 23 trimmed existing stakes and 11 added.

The largest buyer was Wells Fargo, adding an estimated $1.22M. The largest seller was Morgan Stanley, cutting an estimated $5.71M.

  • 46 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q1 2020, down from 62 in Q4 2019.
  • Funds reported $10.1M of First Trust Energy AlphaDEX Fund stock for Q1 2020, down 73% quarter-over-quarter.
  • 6 funds opened new First Trust Energy AlphaDEX Fund positions in Q1 2020 and 20 closed out, a net change of -14 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q1 2020 was Wells Fargo, an estimated $1.22M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q1 2020 was Morgan Stanley, an estimated $5.71M sold.

Based on aggregated 13F filings for Q1 2020.