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First Trust Energy AlphaDEX Fund

74 hedge funds and large institutions have $88.7M invested in First Trust Energy AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 21 increasing their positions, 17 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 14

47% more capital invested

Capital invested by funds: $60.3M → $88.7M (+$28.3M)

24% more repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 17

14% more funds holding

Funds holding: 6574 (+9)

6.72% more ownership

Funds ownership: 56.81%63.53% (+6.7%)

Holders
74
Holders Change
+9
Holders Change %
+13.85%
% of All Funds
1.31%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
23
Increased
21
Reduced
17
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
RFWA
26
RPg Family Wealth Advisory
Massachusetts
$358K -$1.78K -260 -0.6%
BCM
27
Barometer Capital Management
Ontario, Canada
$352K +$304K +44,400 New
Stifel Financial
28
Stifel Financial
Missouri
$337K +$68.5K +10,000 +31%
TRCT
29
Tower Research Capital (TRC)
New York
$331K -$1.46M -212,952 -84%
PFS
30
Prospera Financial Services
Texas
$304K +$249K +36,391 +1,842%
1W
31
1776 Wealth
Georgia
$257K -$9.6K -1,400 -4%
AWM
32
AE Wealth Management
Kansas
$237K +$205K +29,890 New
SS
33
Simplicity Solutions
Minnesota
$212K +$183K +26,712 New
HighTower Advisors
34
HighTower Advisors
Illinois
$181K +$14.2K +2,065 +10%
Citadel Advisors
35
Citadel Advisors
Florida
$168K -$2.97M -433,086 -95%
IWM
36
IHT Wealth Management
Illinois
$137K +$118K +17,227 New
SWP
37
Stratos Wealth Partners
Ohio
$125K +$108K +15,730 New
KAS
38
Kestra Advisory Services
Texas
$118K +$101K +14,748 New
CFGS
39
Concourse Financial Group Securities
Alabama
$110K +$31.2K +4,551 +49%
PMG
40
ProVise Management Group
Florida
$109K +$94.3K +13,750 New
KPWS
41
Kestra Private Wealth Services
Texas
$100K -$9.72K -1,418 -10%
NA
42
NewEdge Advisors
Louisiana
$96K -$3.11K -454 -4%
RJT
43
Raymond James Trust
Florida
$90K
RIA
44
Regal Investment Advisors
Michigan
$83K +$71.4K +10,416 New
SG
45
StoneX Group
New York
$82K +$260 +38 +0.4%
MCC
46
Money Concepts Capital
Florida
$74K +$64K +9,330 New
BEI
47
Benjamin Edwards Inc
Missouri
$69K +$925 +135 +2%
Carson Wealth (CWM LLC)
48
Carson Wealth (CWM LLC)
Nebraska
$68K
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$48K +$27.2K +3,970 +186%
GWM
50
Geneos Wealth Management
Colorado
$47K +$31.5K +4,588 +113%

FXN Hedge Fund Activity: Q4 2020 in Review

74 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in First Trust Energy AlphaDEX Fund (FXN) for Q4 2020, worth a combined $88.7M — up 47% from $60.3M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FXN positions and 14 closed out — a net gain of 9 holders — while 21 added to existing stakes and 17 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $3.74M. The largest seller was Osaic Holdings, cutting an estimated $3.11M.

  • 74 institutional investors held First Trust Energy AlphaDEX Fund (FXN) as of Q4 2020, up from 65 in Q3 2020.
  • Funds reported $88.7M of First Trust Energy AlphaDEX Fund stock for Q4 2020, up 47% quarter-over-quarter.
  • 23 funds opened new First Trust Energy AlphaDEX Fund positions in Q4 2020 and 14 closed out, a net change of +9 holders.
  • The largest First Trust Energy AlphaDEX Fund buyer in Q4 2020 was Royal Bank of Canada, an estimated $3.74M added.
  • The largest First Trust Energy AlphaDEX Fund seller in Q4 2020 was Osaic Holdings, an estimated $3.11M sold.

Based on aggregated 13F filings for Q4 2020.