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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$931M +$87.5M +1,464,535 +11%
Morgan Stanley
2
Morgan Stanley
New York
$386M -$7.86M -131,543 -2%
Wells Fargo
3
Wells Fargo
California
$258M +$9.31M +155,949 +4%
Bank of America
4
Bank of America
North Carolina
$116M +$1.73M +28,998 +2%
LPL Financial
5
LPL Financial
California
$107M +$51.6M +863,680 +93%
UBS Group
6
UBS Group
Switzerland
$92.6M -$20.5M -343,419 -18%
RJA
7
Raymond James & Associates
Florida
$59.7M +$6.37M +106,674 +12%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$38.2M +$3.53M +59,151 +10%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$31.8M -$3.9M -65,365 -11%
Ameriprise
10
Ameriprise
Minnesota
$28.6M +$4.03M +67,403 +17%
Goldman Sachs
11
Goldman Sachs
New York
$28.5M +$12.5M +210,018 +80%
AIM
12
Astor Investment Management
Illinois
$27.8M -$1.48M -24,762 -5%
TFA
13
Transamerica Financial Advisors
Florida
$24.1M +$1.54M +25,780 +7%
CI
14
Cavalier Investments
Georgia
$19.7M +$233K +3,909 +1%
Stifel Financial
15
Stifel Financial
Missouri
$19.7M -$4.42M -74,023 -19%
MFS
16
MSI Financial Services
Massachusetts
$19.6M -$1.6M -26,761 -8%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$19.1M -$1.29M -21,548 -6%
UCFA
18
United Capital Financial Advisors
Texas
$18.3M -$10.5M -175,582 -37%
Envestnet Asset Management
19
Envestnet Asset Management
Illinois
$17.3M +$3.21M +53,713 +23%
SG
20
Strid Group
Pennsylvania
$15.7M +$15.5M +258,957 New
NC
21
NewSquare Capital
Pennsylvania
$15.1M +$1.45M +24,310 +11%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$14.4M -$5.02K -84 -0%
ACM
23
Aviance Capital Management
Florida
$11.9M +$214K +3,585 +2%
BFA
24
Beaumont Financial Advisors
Massachusetts
$11.5M +$121K +2,028 +1%
HF
25
Hoxton Financial
West Virginia
$11M +$118K +1,980 +1%
1
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