First Trust Advisors’s First Trust Health Care AlphaDEX Fund FXH Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q2	–	Sell	-4,750,190	Closed	-$351M	–	2405
2020 Q1	$351M	Buy	+4,750,190	New	+$386M	0.8%	13
2019 Q2	–	Sell	-6,688,367	Closed	-$511M	–	2456
2019 Q1	$511M	Sell	6,688,367 -804,863	-11%	-$60M	1.02%	11
2018 Q4	$516M	Buy	+7,493,230	New	+$568M	1.22%	7
2016 Q1	–	Sell	-15,399,511	Closed	-$931M	–	2239
2015 Q4	$931M	Buy	15,399,511 +1,464,535	+11%	+$87.5M	2.42%	3
2015 Q3	$811M	Buy	13,934,976 +2,346,250	+20%	+$156M	2.35%	2
2015 Q2	$798M	Buy	11,588,726 +3,269,724	+39%	+$221M	2.07%	2
2015 Q1	$558M	Buy	8,319,002 +3,907,859	+89%	+$249M	1.64%	2
2014 Q4	$266M	Buy	4,411,143 +2,323,696	+111%	+$136M	0.9%	3
2014 Q3	$116M	Buy	2,087,447 +829,634	+66%	+$45.5M	0.46%	17
2014 Q2	$67M	Buy	1,257,813 +848,404	+207%	+$43.1M	0.28%	49
2014 Q1	$20.9M	Buy	+409,409	New	+$20.9M	0.09%	307