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First Trust Health Care AlphaDEX Fund

146 hedge funds and large institutions have $2.83B invested in First Trust Health Care AlphaDEX Fund in 2015 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 67 increasing their positions, 40 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

68% more repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 40

55% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 11

18% more capital invested

Capital invested by funds: $2.39B → $2.83B (+$442M)

6% more funds holding in top 10

Funds holding in top 10: 1617 (+1)

5.53% more ownership

Funds ownership: 67.66%73.19% (+5.5%)

2% more funds holding

Funds holding: 143146 (+3)

Holders
146
Holders Change
+3
Holders Change %
+2.1%
% of All Funds
3.93%
Holding in Top 10
17
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+6.25%
% of All Funds
0.46%
New
17
Increased
67
Reduced
40
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$798M +$221M +3,269,724 +39%
Morgan Stanley
2
Morgan Stanley
New York
$461M +$24.4M +360,129 +6%
Wells Fargo
3
Wells Fargo
California
$306M +$6.33M +93,530 +2%
Bank of America
4
Bank of America
North Carolina
$215M +$4.77M +70,578 +2%
FSIM
5
F-Squared Investment Management
Massachusetts
$185M +$182M +2,687,703 New
UBS Group
6
UBS Group
Switzerland
$124M +$4.03M +59,550 +3%
LPL Financial
7
LPL Financial
California
$69.1M +$8.95M +132,329 +15%
RJA
8
Raymond James & Associates
Florida
$56.9M +$11.6M +171,374 +26%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$41.8M +$1.88M +27,742 +5%
Stifel Financial
10
Stifel Financial
Missouri
$29.8M +$8.39M +124,028 +40%
PPA
11
Parametric Portfolio Associates
Washington
$29.2M +$28.7M +424,138 New
AIM
12
Astor Investment Management
Illinois
$27.7M +$7.17M +105,954 +36%
UCFA
13
United Capital Financial Advisors
Texas
$26.9M -$1.1M -16,208 -4%
HA
14
Hays Advisory
Tennessee
$25.8M -$199K -2,941 -0.8%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$24.8M +$3.17M +46,895 +15%
Ameriprise
16
Ameriprise
Minnesota
$24.5M +$1.83M +27,010 +8%
SAM
17
Shamrock Asset Management
Texas
$24.4M -$6.32M -93,362 -21%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$21.3M +$3.08M +45,489 +17%
MFS
19
MSI Financial Services
Massachusetts
$17.8M +$1.01M +14,934 +6%
Goldman Sachs
20
Goldman Sachs
New York
$17.2M -$9.33K -138 -0.1%
TFA
21
Transamerica Financial Advisors
Florida
$16.8M +$9.21M +136,211 +127%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$16.1M +$184K +2,720 +1%
NC
23
NewSquare Capital
Pennsylvania
$13.5M +$2.07M +30,550 +18%
BFA
24
Beaumont Financial Advisors
Massachusetts
$12.7M -$19.8M -292,921 -61%
HF
25
Hoxton Financial
West Virginia
$12.4M -$107K -1,583 -0.9%

FXH Hedge Fund Activity: Q2 2015 in Review

146 of the 3,711 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q2 2015, worth a combined $2.83B — up 18% from $2.39B a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new FXH positions and 11 closed out — a net gain of 6 holders — while 67 added to existing stakes and 40 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $221M. The largest seller was Horizon Investments, cutting an estimated $35.9M.

  • 146 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q2 2015, up from 143 in Q1 2015.
  • Funds reported $2.83B of First Trust Health Care AlphaDEX Fund stock for Q2 2015, up 18% quarter-over-quarter.
  • 17 funds opened new First Trust Health Care AlphaDEX Fund positions in Q2 2015 and 11 closed out, a net change of +6 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q2 2015 was First Trust Advisors, an estimated $221M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q2 2015 was Horizon Investments, an estimated $35.9M sold.

Based on aggregated 13F filings for Q2 2015.