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First Trust Health Care AlphaDEX Fund

255 hedge funds and large institutions have $891M invested in First Trust Health Care AlphaDEX Fund in 2023 Q1 according to their latest regulatory filings, with 21 funds opening new positions, 89 increasing their positions, 73 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

2,910% more call options, than puts

Call options by funds: $1.5M | Put options by funds: $50K

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

22% more repeat investments, than reductions

Existing positions increased: 89 | Existing positions reduced: 73

11% more first-time investments, than exits

New positions opened: 21 | Existing positions closed: 19

0.08% less ownership

Funds ownership: 57.59%57.51% (-0.08%)

1% less capital invested

Capital invested by funds: $898M → $891M (-$6.35M)

2% less funds holding

Funds holding: 259255 (-4)

Holders
255
Holders Change
-4
Holders Change %
-1.54%
% of All Funds
4.06%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.08%
New
21
Increased
89
Reduced
73
Closed
19
Calls
$1.5M
Puts
$50K
Net Calls
+$1.46M
Net Calls Change
-$1.61M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$219M -$7.68M -70,555 -3%
Wells Fargo
2
Wells Fargo
California
$72.6M +$3.81M +34,981 +5%
LPL Financial
3
LPL Financial
California
$70.8M +$4.25M +39,071 +6%
UBS Group
4
UBS Group
Switzerland
$39.4M +$505K +4,644 +1%
Bank of America
5
Bank of America
North Carolina
$38.2M -$10.4M -96,010 -21%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$34M +$292K +2,685 +0.9%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$27.1M -$1.27M -11,658 -4%
RJA
8
Raymond James & Associates
Florida
$24.7M +$44.8K +412 +0.2%
Osaic Holdings
9
Osaic Holdings
Arizona
$20.8M +$3.25M +29,826 +18%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$17.5M -$35.5K -326 -0.2%
Ameriprise
11
Ameriprise
Minnesota
$14.8M +$888K +8,163 +6%
Stifel Financial
12
Stifel Financial
Missouri
$14.2M +$2.61M +23,974 +22%
Goldman Sachs
13
Goldman Sachs
New York
$14M +$11M +101,131 +347%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$10.5M -$878K -8,065 -8%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$10.1M +$2.25M +20,667 +28%
Cetera Investment Advisers
16
Cetera Investment Advisers
Illinois
$8.86M +$18K +165 +0.2%
RIA
17
Regal Investment Advisors
Michigan
$8.01M +$1.09M +10,031 +16%
VAS
18
Vestmark Advisory Solutions
Massachusetts
$7.86M +$2.42M +22,221 +44%
CAN
19
Cetera Advisor Networks
California
$7.63M +$4.68M +43,042 +154%
FAIM
20
Financial Advocates Investment Management
Washington
$7.39M +$148K +1,362 +2%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$5.18M -$783K -7,195 -13%
Corient Private Wealth
22
Corient Private Wealth
Florida
$5.06M +$20.3K +187 +0.4%
AAS
23
Avantax Advisory Services
Texas
$4.97M +$10.8K +99 +0.2%
EFL
24
ERn Financial LLC
Wisconsin
$4.88M +$12.2K +112 +0.2%
WQ
25
Wealth Quarterback
New Jersey
$4.76M +$76.9K +707 +2%

FXH Hedge Fund Activity: Q1 2023 in Review

255 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q1 2023, worth a combined $891M — down 0.71% from $898M a quarter earlier.

Buyers outnumbered sellers: 21 funds opened new FXH positions and 19 closed out — a net gain of 2 holders — while 89 added to existing stakes and 73 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $11M. The largest seller was Virtue Capital Management, cutting an estimated $15.8M.

  • 255 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q1 2023, down from 259 in Q4 2022.
  • Funds reported $891M of First Trust Health Care AlphaDEX Fund stock for Q1 2023, down 0.71% quarter-over-quarter.
  • 21 funds opened new First Trust Health Care AlphaDEX Fund positions in Q1 2023 and 19 closed out, a net change of +2 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q1 2023 was Goldman Sachs, an estimated $11M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q1 2023 was Virtue Capital Management, an estimated $15.8M sold.

Based on aggregated 13F filings for Q1 2023.