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First Trust Health Care AlphaDEX Fund

199 hedge funds and large institutions have $607M invested in First Trust Health Care AlphaDEX Fund in 2019 Q4 according to their latest regulatory filings, with 45 funds opening new positions, 43 increasing their positions, 76 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

221% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 14

16% more funds holding

Funds holding: 171199 (+28)

14% more capital invested

Capital invested by funds: $535M → $607M (+$72.3M)

1.89% more ownership

Funds ownership: 50.54%52.43% (+1.9%)

43% less repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 76

95% less call options, than puts

Call options by funds: $1.18M | Put options by funds: $22.6M

Holders
199
Holders Change
+28
Holders Change %
+16.37%
% of All Funds
3.92%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
% of All Funds
0.06%
New
45
Increased
43
Reduced
76
Closed
14
Calls
$1.18M
Puts
$22.6M
Net Calls
-$21.5M
Net Calls Change
-$3.68M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$119M -$5.8M -73,240 -5%
Wells Fargo
2
Wells Fargo
California
$70.3M -$8.19M -103,386 -11%
Bank of America
3
Bank of America
North Carolina
$38.7M +$1.97M +24,912 +6%
LPL Financial
4
LPL Financial
California
$31.2M -$5.93M -74,858 -17%
UBS Group
5
UBS Group
Switzerland
$29.8M -$1.95M -24,611 -7%
Ameriprise
6
Ameriprise
Minnesota
$23.9M -$874K -11,041 -4%
RJA
7
Raymond James & Associates
Florida
$23.4M -$2.09M -26,390 -9%
FEM
8
Fulcrum Equity Management
Texas
$15.5M +$14.6M +184,281 +708,773%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$14.4M +$3.24M +40,911 +31%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$13.4M -$3.24M -40,921 -20%
NA
11
Navellier & Associates
Nevada
$12.5M +$11.8M +148,954 New
AIM
12
Astor Investment Management
Illinois
$9.7M -$5.06M -63,857 -36%
Citadel Advisors
13
Citadel Advisors
Florida
$8.73M -$1.49M -18,784 -15%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$8.72M -$350K -4,425 -4%
JAWM
15
J. Arnold Wealth Management
Ohio
$7.62M +$7.17M +90,544 New
Goldman Sachs
16
Goldman Sachs
New York
$7.54M +$3.98M +50,259 +128%
LTFS
17
Ladenburg Thalmann Financial Services
Florida
$7.1M +$3.22M +40,625 +93%
Cambridge Investment Research Advisors
18
Cambridge Investment Research Advisors
Iowa
$6.1M -$325K -4,099 -5%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$5.79M +$159K +2,008 +3%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$5.41M -$962K -12,143 -16%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$5.39M -$2.27M -28,622 -31%
AG
22
Advisor Group
Arizona
$5.36M -$30.5K -385 -0.6%
KPW
23
Kore Private Wealth
New York
$5.09M -$9.66K -122 -0.2%
Stifel Financial
24
Stifel Financial
Missouri
$4.67M +$457K +5,766 +12%
Susquehanna International Group
25
Susquehanna International Group
Pennsylvania
$4.61M +$540K +6,814 +14%

FXH Hedge Fund Activity: Q4 2019 in Review

199 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q4 2019, worth a combined $607M — up 14% from $535M a quarter earlier.

Buyers outnumbered sellers: 45 funds opened new FXH positions and 14 closed out — a net gain of 31 holders — while 43 added to existing stakes and 76 trimmed.

The largest buyer was Fulcrum Equity Management, adding an estimated $14.6M. The largest seller was MML Investors Services, cutting an estimated $9.94M.

  • 199 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q4 2019, up from 171 in Q3 2019.
  • Funds reported $607M of First Trust Health Care AlphaDEX Fund stock for Q4 2019, up 14% quarter-over-quarter.
  • 45 funds opened new First Trust Health Care AlphaDEX Fund positions in Q4 2019 and 14 closed out, a net change of +31 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q4 2019 was Fulcrum Equity Management, an estimated $14.6M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q4 2019 was MML Investors Services, an estimated $9.94M sold.

Based on aggregated 13F filings for Q4 2019.