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First Trust Health Care AlphaDEX Fund

262 hedge funds and large institutions have $905M invested in First Trust Health Care AlphaDEX Fund in 2023 Q4 according to their latest regulatory filings, with 36 funds opening new positions, 47 increasing their positions, 121 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

71% more first-time investments, than exits

New positions opened: 36 | Existing positions closed: 21

23% more capital invested

Capital invested by funds: $735M → $905M (+$169M)

14.68% more ownership

Funds ownership: 56.03%70.71% (+15%)

5% more funds holding

Funds holding: 249262 (+13)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

61% less repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 121

Holders
262
Holders Change
+13
Holders Change %
+5.22%
% of All Funds
3.82%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.01%
New
36
Increased
47
Reduced
121
Closed
21
Calls
$62K
Puts
Net Calls
+$62K
Net Calls Change
-$628K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$388M +$180M +1,863,277 +99%
Wells Fargo
2
Wells Fargo
California
$57.8M -$1.89M -19,639 -3%
LPL Financial
3
LPL Financial
California
$55.1M -$6.86M -71,220 -12%
Bank of America
4
Bank of America
North Carolina
$31.6M -$2.18M -22,639 -7%
UBS Group
5
UBS Group
Switzerland
$26.3M -$9.79M -101,597 -29%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$25.6M -$3.3M -34,251 -12%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$19.4M -$4.76M -49,378 -21%
RJA
8
Raymond James & Associates
Florida
$18.1M -$3.05M -31,625 -15%
Osaic Holdings
9
Osaic Holdings
Arizona
$14M -$4.79M -49,733 -27%
Ameriprise
10
Ameriprise
Minnesota
$11.4M -$4.06M -42,164 -28%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$10.9M -$4.01M -41,564 -28%
PCH
12
PGIM Custom Harvest
New Jersey
$10.7M +$8.7M +90,231 +705%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$10.5M -$603K -6,257 -6%
Goldman Sachs
14
Goldman Sachs
New York
$10.5M +$1.73M +17,906 +22%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$8.91M -$625K -6,484 -7%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$7.99M -$283K -2,937 -4%
CAN
17
Cetera Advisor Networks
California
$7.39M -$2.46M -25,505 -26%
Cetera Investment Advisers
18
Cetera Investment Advisers
Illinois
$7.29M +$37K +384 +0.5%
Corient Private Wealth
19
Corient Private Wealth
Florida
$6.92M -$43.2K -448 -0.7%
VAS
20
Vestmark Advisory Solutions
Massachusetts
$6.39M -$52.5K -545 -0.9%
Stifel Financial
21
Stifel Financial
Missouri
$6.08M +$93K +965 +2%
HFP
22
Holistic Financial Partners
Indiana
$4.76M -$338K -3,511 -7%
PAG
23
Private Advisor Group
New Jersey
$4.59M +$684K +7,101 +19%
AAS
24
Avantax Advisory Services
Texas
$4.25M -$598K -6,204 -13%
Baird Financial Group
25
Baird Financial Group
Wisconsin
$4.12M -$305K -3,167 -7%

FXH Hedge Fund Activity: Q4 2023 in Review

262 of the 6,859 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q4 2023, worth a combined $905M — up 23% from $735M a quarter earlier.

Buyers outnumbered sellers: 36 funds opened new FXH positions and 21 closed out — a net gain of 15 holders — while 47 added to existing stakes and 121 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $180M. The largest seller was UBS Group, cutting an estimated $9.79M.

  • 262 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q4 2023, up from 249 in Q3 2023.
  • Funds reported $905M of First Trust Health Care AlphaDEX Fund stock for Q4 2023, up 23% quarter-over-quarter.
  • 36 funds opened new First Trust Health Care AlphaDEX Fund positions in Q4 2023 and 21 closed out, a net change of +15 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q4 2023 was Morgan Stanley, an estimated $180M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q4 2023 was UBS Group, an estimated $9.79M sold.

Based on aggregated 13F filings for Q4 2023.