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First Trust Health Care AlphaDEX Fund

143 hedge funds and large institutions have $2.39B invested in First Trust Health Care AlphaDEX Fund in 2015 Q1 according to their latest regulatory filings, with 29 funds opening new positions, 65 increasing their positions, 35 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

123% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 13

86% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 35

78% more funds holding in top 10

Funds holding in top 10: 916 (+7)

42% more capital invested

Capital invested by funds: $1.68B → $2.39B (+$705M)

10% more funds holding

Funds holding: 130143 (+13)

3.25% more ownership

Funds ownership: 64.41%67.66% (+3.3%)

Holders
143
Holders Change
+13
Holders Change %
+10%
% of All Funds
3.81%
Holding in Top 10
16
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+77.78%
% of All Funds
0.43%
New
29
Increased
65
Reduced
35
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$558M +$249M +3,907,859 +89%
Morgan Stanley
2
Morgan Stanley
New York
$425M +$34.7M +544,722 +9%
Wells Fargo
3
Wells Fargo
California
$292M +$34.4M +539,542 +14%
Bank of America
4
Bank of America
North Carolina
$204M -$12.3M -192,439 -6%
UBS Group
5
UBS Group
Switzerland
$117M +$6.57M +103,181 +6%
BTS
6
BB&T Securities
Virginia
$77.3M +$3.86M +60,539 +110%
LPL Financial
7
LPL Financial
California
$57.9M +$11.9M +186,993 +27%
RJA
8
Raymond James & Associates
Florida
$43.9M +$5.13M +80,435 +14%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$38.9M +$12M +188,492 +48%
HI
10
Horizon Investments
North Carolina
$36.4M +$33.9M +532,717 +5,328%
BFA
11
Beaumont Financial Advisors
Massachusetts
$32.3M -$1.21M -19,031 -4%
SAM
12
Shamrock Asset Management
Texas
$30M -$2.8M -44,015 -9%
BUB
13
BBVA USA Bancshares
Texas
$27.1M -$1.03M -16,195 -4%
UCFA
14
United Capital Financial Advisors
Texas
$26.3M +$25.9M +406,588 New
HA
15
Hays Advisory
Tennessee
$25.3M +$1.52M +23,879 +7%
Ameriprise
16
Ameriprise
Minnesota
$22.2M +$7.85M +123,148 +60%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$21M +$2.76M +43,369 +16%
Stifel Financial
18
Stifel Financial
Missouri
$20.8M -$1.75M -27,408 -8%
AIM
19
Astor Investment Management
Illinois
$19.9M +$3.18M +49,946 +20%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$17.7M +$13.9M +218,098 +475%
Goldman Sachs
21
Goldman Sachs
New York
$16.8M -$288K -4,521 -2%
MFS
22
MSI Financial Services
Massachusetts
$16.3M +$7.99M +125,379 +106%
Janney Montgomery Scott
23
Janney Montgomery Scott
Pennsylvania
$15.5M +$3.62M +56,788 +32%
HF
24
Hoxton Financial
West Virginia
$12.2M -$421K -6,608 -4%
NC
25
NewSquare Capital
Pennsylvania
$11.1M +$2.94M +46,151 +39%

FXH Hedge Fund Activity: Q1 2015 in Review

143 of the 3,752 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q1 2015, worth a combined $2.39B — up 42% from $1.68B a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new FXH positions and 13 closed out — a net gain of 16 holders — while 65 added to existing stakes and 35 trimmed.

The largest buyer was First Trust Advisors, adding an estimated $249M. The largest seller was Bank of America, cutting an estimated $12.3M.

  • 143 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q1 2015, up from 130 in Q4 2014.
  • Funds reported $2.39B of First Trust Health Care AlphaDEX Fund stock for Q1 2015, up 42% quarter-over-quarter.
  • 29 funds opened new First Trust Health Care AlphaDEX Fund positions in Q1 2015 and 13 closed out, a net change of +16 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q1 2015 was First Trust Advisors, an estimated $249M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q1 2015 was Bank of America, an estimated $12.3M sold.

Based on aggregated 13F filings for Q1 2015.