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First Trust Health Care AlphaDEX Fund

130 hedge funds and large institutions have $522M invested in First Trust Health Care AlphaDEX Fund in 2016 Q2 according to their latest regulatory filings, with 15 funds opening new positions, 34 increasing their positions, 58 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

12% more ownership

Funds ownership: 33.79%45.79% (+12%)

1% more funds holding

Funds holding: 129130 (+1)

21% less capital invested

Capital invested by funds: $658M → $522M (-$137M)

41% less repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 58

67% less funds holding in top 10

Funds holding in top 10: 31 (-2)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $8.24M

Holders
130
Holders Change
+1
Holders Change %
+0.78%
% of All Funds
3.47%
Holding in Top 10
1
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-66.67%
% of All Funds
0.03%
New
15
Increased
34
Reduced
58
Closed
12
Calls
Puts
$8.24M
Net Calls
-$8.24M
Net Calls Change
-$3.34M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$96.1M -$56.1M -967,500 -37%
Wells Fargo
2
Wells Fargo
California
$76.4M -$15.5M -268,019 -17%
LPL Financial
3
LPL Financial
California
$33.5M -$45.8M -790,578 -58%
Bank of America
4
Bank of America
North Carolina
$30.8M -$5.54M -95,603 -15%
UBS Group
5
UBS Group
Switzerland
$28.6M -$9.11M -157,117 -24%
Goldman Sachs
6
Goldman Sachs
New York
$25.9M -$2.64M -45,631 -9%
UCFA
7
United Capital Financial Advisors
Texas
$24M +$10M +173,175 +74%
AIM
8
Astor Investment Management
Illinois
$12.6M -$7.55M -130,284 -38%
RJA
9
Raymond James & Associates
Florida
$11.6M -$8.93M -154,079 -44%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$11.5M -$4.91M -84,750 -30%
Ameriprise
11
Ameriprise
Minnesota
$11.2M -$6.6M -113,933 -37%
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$11M +$463K +7,988 +4%
CS
13
Credit Suisse
Switzerland
$8.32M +$311K +5,364 +4%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$8.05M -$124K -2,145 -2%
SI
15
SII Investments
Wisconsin
$6.88M -$1.24M -21,456 -16%
SG Americas Securities
16
SG Americas Securities
New York
$6.75M +$1.74M +30,082 +36%
SG
17
Societe Generale
$6.75M +$6.64M +114,510 New
Baird Financial Group
18
Baird Financial Group
Wisconsin
$6.23M +$4.98K +86 +0.1%
SAM
19
SignalPoint Asset Management
Missouri
$5.99M -$360K -6,218 -6%
Citadel Advisors
20
Citadel Advisors
Florida
$5.15M -$763K -13,158 -13%
ACM
21
Aviance Capital Management
Florida
$4.98M -$3.52M -60,772 -42%
BFA
22
Beaumont Financial Advisors
Massachusetts
$4.45M +$4.37M +75,440 New
SB
23
Suntrust Banks
Georgia
$4.28M +$87.3K +1,506 +2%
HFS
24
HL Financial Services
Kentucky
$4.22M +$1.1M +18,995 +36%
Wolverine Trading
25
Wolverine Trading
Illinois
$4.22M +$4.19M +72,355 New

FXH Hedge Fund Activity: Q2 2016 in Review

130 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q2 2016, worth a combined $522M — down 21% from $658M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FXH positions and 12 closed out — a net gain of 3 holders — while 34 added to existing stakes and 58 trimmed.

The largest buyer was United Capital Financial Advisors, adding an estimated $10M. The largest seller was Morgan Stanley, cutting an estimated $56.1M.

  • 130 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q2 2016, up from 129 in Q1 2016.
  • Funds reported $522M of First Trust Health Care AlphaDEX Fund stock for Q2 2016, down 21% quarter-over-quarter.
  • 15 funds opened new First Trust Health Care AlphaDEX Fund positions in Q2 2016 and 12 closed out, a net change of +3 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q2 2016 was United Capital Financial Advisors, an estimated $10M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q2 2016 was Morgan Stanley, an estimated $56.1M sold.

Based on aggregated 13F filings for Q2 2016.