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First Trust Health Care AlphaDEX Fund
FXH

79 hedge funds and large institutions have $755M invested in First Trust Health Care AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 45 increasing their positions, 18 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

150% more repeat investments, than reductions

Existing positions increased: 45 | Existing positions reduced: 18

100% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 5

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

45% more capital invested

Capital invested by funds: $522M → $755M (+$233M)

5% more funds holding

Funds holding: 75 → 79 (+4)

4.55% more ownership

Funds ownership: 58.81% → 63.36% (+4.6%)

Holders
79
Holders Change
+4
Holders Change %
+5.33%
% of All Funds
2.56%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.1%
New
10
Increased
45
Reduced
18
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NA
Navellier & Associates
Nevada
+$53.7M
2
FSIM
F-Squared Investment Management
Massachusetts
+$27M
3
Morgan Stanley
Morgan Stanley
New York
+$20.6M
4
Wells Fargo
Wells Fargo
California
+$11.1M
5
Bank of America
Bank of America
North Carolina
+$5.41M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$21.2M
2
DS
DRW Securities
Illinois
-$1.51M
3
SNC
Stifel Nicolaus & Co
Missouri
-$1.13M
4
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$605K
5
SAM
SignalPoint Asset Management
Missouri
-$470K
Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$162M +$20.6M +489,630 +15%
Wells Fargo
2
Wells Fargo
California
$130M +$11.1M +262,354 +10%
NA
3
Navellier & Associates
Nevada
$59.1M +$53.7M +1,272,751 +1,396%
U
4
UBS
Switzerland
$47.2M +$805K +19,080 +2%
Bank of America
5
Bank of America
North Carolina
$47.1M +$5.41M +128,172 +13%
BTS
6
BB&T Securities
Virginia
$45.9M +$524K +12,430 +13%
LPL Financial
7
LPL Financial
California
$30.1M +$4.63M +109,685 +19%
FSIM
8
F-Squared Investment Management
Massachusetts
$27.7M +$27M +639,117 New
BUB
9
BBVA USA Bancshares
Texas
$19.5M +$185K +4,385 +1%
PPA
10
Parametric Portfolio Associates
Washington
$18.8M +$5.15M +122,008 +39%
HA
11
Hays Advisory
Tennessee
$17.8M +$3.12M +74,071 +22%
RJA
12
Raymond James & Associates
Florida
$17.6M +$1.97M +46,742 +13%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$13.3M +$1.39M +32,955 +12%
HF
14
Hoxton Financial
West Virginia
$10.3M -$52.8K -1,252 -0.5%
BFA
15
Beaumont Financial Advisors
Massachusetts
$9.38M +$2.74M +64,920 +43%
PI
16
Placemark Investments
Illinois
$5.26M +$1.29M +30,595 +34%
JP Morgan Chase
17
JP Morgan Chase
New York
$4.97M +$171K +4,054 +4%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$4.92M +$1.94M +45,937 +68%
B
19
Baird
Wisconsin
$4.75M +$54K +1,280 +1%
SNC
20
Stifel Nicolaus & Co
Missouri
$4.58M -$1.13M -26,730 -20%
Ameriprise
21
Ameriprise
Minnesota
$4.06M +$1.44M +34,060 +57%
HighTower Advisors
22
HighTower Advisors
Illinois
$4.04M +$416K +9,853 +12%
PFS
23
Prospera Financial Services
Texas
$3.68M +$1.69M +39,970 +91%
TT
24
Tower Trust
Indiana
$3.57M -$129K -3,068 -4%
Deutsche Bank
25
Deutsche Bank
Germany
$3.46M +$1.59M +37,605 +89%
1
2 3 4

FXH Hedge Fund Activity: Q3 2013 in Review

79 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2013, worth a combined $755M — up 45% from $522M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new FXH positions and 5 closed out — a net gain of 5 holders — while 45 added to existing stakes and 18 trimmed.

The largest buyer was Navellier & Associates, adding an estimated $53.7M. The largest seller was Fidelity Investments, exiting entirely with an estimated $21.2M sold.

  • 79 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2013, up from 75 in Q2 2013.
  • Funds reported $755M of First Trust Health Care AlphaDEX Fund stock for Q3 2013, up 45% quarter-over-quarter.
  • 10 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2013 and 5 closed out, a net change of +5 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2013 was Navellier & Associates, an estimated $53.7M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q3 2013 was Fidelity Investments, an estimated $21.2M sold.

Based on aggregated 13F filings for Q3 2013.