We are live on ! Find out more
FXH icon

First Trust Health Care AlphaDEX Fund

209 hedge funds and large institutions have $682M invested in First Trust Health Care AlphaDEX Fund in 2021 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 58 increasing their positions, 70 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.74% less ownership

Funds ownership: 51.84%49.11% (-2.7%)

8% less funds holding

Funds holding: 226209 (-17)

10% less capital invested

Capital invested by funds: $755M → $682M (-$72.8M)

17% less repeat investments, than reductions

Existing positions increased: 58 | Existing positions reduced: 70

43% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 30

95% less call options, than puts

Call options by funds: $2.28M | Put options by funds: $44M

100% less funds holding in top 10

Funds holding in top 10: 30 (-3)

Holders
209
Holders Change
-17
Holders Change %
-7.52%
% of All Funds
3.67%
Holding in Top 10
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
New
17
Increased
58
Reduced
70
Closed
30
Calls
$2.28M
Puts
$44M
Net Calls
-$41.7M
Net Calls Change
-$23.2M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$166M -$15.9M -145,089 -9%
Wells Fargo
2
Wells Fargo
California
$74.3M -$7.27M -66,433 -9%
Bank of America
3
Bank of America
North Carolina
$47.4M -$2.56M -23,416 -5%
UBS Group
4
UBS Group
Switzerland
$37.6M -$1.7M -15,562 -4%
LPL Financial
5
LPL Financial
California
$36.4M -$12.9K -118 -0%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$26.5M -$66.1K -604 -0.2%
RJA
7
Raymond James & Associates
Florida
$23M +$1.31M +12,008 +6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$19.3M +$143K +1,309 +0.7%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$16.6M +$844K +7,717 +5%
Truist Financial
10
Truist Financial
North Carolina
$15.9M -$1.26M -11,484 -7%
Osaic Holdings
11
Osaic Holdings
Arizona
$12.1M +$400K +3,658 +3%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$11.4M +$112K +1,028 +1%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$8.8M +$790K +7,218 +10%
FAIM
14
Financial Advocates Investment Management
Washington
$7.76M -$154K -1,403 -2%
Ameriprise
15
Ameriprise
Minnesota
$6.83M +$74.2K +678 +1%
JP Morgan Chase
16
JP Morgan Chase
New York
$6.79M -$1.18M -10,761 -15%
Stifel Financial
17
Stifel Financial
Missouri
$6.42M -$331K -3,029 -5%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$5.25M +$713K +6,512 +16%
HighTower Advisors
19
HighTower Advisors
Illinois
$4.71M -$190K -1,737 -4%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$4.68M -$3.56M -32,540 -43%
Citadel Advisors
21
Citadel Advisors
Florida
$4.46M +$4.05M +36,999 +913%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$4.37M +$1.42M +13,019 +48%
KPW
23
Kore Private Wealth
New York
$4.37M +$385K +3,518 +10%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$3.9M +$2.17M +19,807 +123%
PAG
25
Private Advisor Group
New Jersey
$3.88M -$78.8K -720 -2%

FXH Hedge Fund Activity: Q1 2021 in Review

209 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q1 2021, worth a combined $682M — down 9.6% from $755M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of FXH and 17 opened new positions — a net loss of 13 holders — while 70 trimmed existing stakes and 58 added.

The largest buyer was Citadel Advisors, adding an estimated $4.05M. The largest seller was Morgan Stanley, cutting an estimated $15.9M.

  • 209 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q1 2021, down from 226 in Q4 2020.
  • Funds reported $682M of First Trust Health Care AlphaDEX Fund stock for Q1 2021, down 9.6% quarter-over-quarter.
  • 17 funds opened new First Trust Health Care AlphaDEX Fund positions in Q1 2021 and 30 closed out, a net change of -13 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q1 2021 was Citadel Advisors, an estimated $4.05M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q1 2021 was Morgan Stanley, an estimated $15.9M sold.

Based on aggregated 13F filings for Q1 2021.