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First Trust Health Care AlphaDEX Fund

239 hedge funds and large institutions have $791M invested in First Trust Health Care AlphaDEX Fund in 2021 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 55 increasing their positions, 66 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

245% more call options, than puts

Call options by funds: $1.8M | Put options by funds: $521K

121% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 24

11% more funds holding

Funds holding: 216239 (+23)

0% less capital invested

Capital invested by funds: $795M → $791M (-$3.24M)

1.24% less ownership

Funds ownership: 50.7%49.46% (-1.2%)

17% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 66

100% less funds holding in top 10

Funds holding in top 10: 30 (-3)

Holders
239
Holders Change
+23
Holders Change %
+10.65%
% of All Funds
3.68%
Holding in Top 10
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-100%
% of All Funds
New
53
Increased
55
Reduced
66
Closed
24
Calls
$1.8M
Puts
$521K
Net Calls
+$1.28M
Net Calls Change
+$5.08M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$218M +$9.81M +81,994 +5%
Wells Fargo
2
Wells Fargo
California
$70.2M -$10.8M -90,187 -14%
Bank of America
3
Bank of America
North Carolina
$51.1M -$5.45M -45,498 -10%
LPL Financial
4
LPL Financial
California
$44.3M +$3.23K +27 +0%
UBS Group
5
UBS Group
Switzerland
$43.6M -$647K -5,402 -2%
RJA
6
Raymond James & Associates
Florida
$26.7M -$334K -2,793 -1%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$25.2M -$368K -3,071 -1%
Truist Financial
8
Truist Financial
North Carolina
$17.3M +$191K +1,595 +1%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$17.1M -$1.2M -10,021 -7%
Osaic Holdings
10
Osaic Holdings
Arizona
$14.8M +$527K +4,405 +4%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$12.3M +$227K +1,900 +2%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$12M -$195K -1,626 -2%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$11.5M -$10.2M -84,912 -48%
Stifel Financial
14
Stifel Financial
Missouri
$9.47M +$702K +5,866 +8%
Ameriprise
15
Ameriprise
Minnesota
$8.97M +$321K +2,684 +4%
FAIM
16
Financial Advocates Investment Management
Washington
$8.41M -$86.3K -721 -1%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$7.88M +$1.02M +8,505 +15%
KAS
18
Kestra Advisory Services
Texas
$7.68M +$2.23M +18,604 +43%
HighTower Advisors
19
HighTower Advisors
Illinois
$6.95M +$2.13M +17,779 +46%
RIA
20
Regal Investment Advisors
Michigan
$6.13M +$125K +1,041 +2%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$5.47M +$20.6K +172 +0.4%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$5.38M +$124K +1,039 +2%
KPW
23
Kore Private Wealth
New York
$5.07M -$155K -1,296 -3%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$5.05M +$4.87M +40,677 New
PAG
25
Private Advisor Group
New Jersey
$4.72M +$194K +1,620 +4%

FXH Hedge Fund Activity: Q4 2021 in Review

239 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q4 2021, worth a combined $791M — down 0.41% from $795M a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new FXH positions and 24 closed out — a net gain of 29 holders — while 55 added to existing stakes and 66 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $9.81M. The largest seller was Wells Fargo, cutting an estimated $10.8M.

  • 239 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q4 2021, up from 216 in Q3 2021.
  • Funds reported $791M of First Trust Health Care AlphaDEX Fund stock for Q4 2021, down 0.41% quarter-over-quarter.
  • 53 funds opened new First Trust Health Care AlphaDEX Fund positions in Q4 2021 and 24 closed out, a net change of +29 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q4 2021 was Morgan Stanley, an estimated $9.81M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q4 2021 was Wells Fargo, an estimated $10.8M sold.

Based on aggregated 13F filings for Q4 2021.