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First Trust Health Care AlphaDEX Fund

131 hedge funds and large institutions have $517M invested in First Trust Health Care AlphaDEX Fund in 2017 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 42 increasing their positions, 43 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 12

1% more funds holding

Funds holding: 130131 (+1)

0% more capital invested

Capital invested by funds: $515M → $517M (+$1.55M)

0.06% less ownership

Funds ownership: 49.66%49.6% (-0.06%)

2% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 43

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $3.37M

Holders
131
Holders Change
+1
Holders Change %
+0.77%
% of All Funds
3.27%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
15
Increased
42
Reduced
43
Closed
12
Calls
Puts
$3.37M
Net Calls
-$3.37M
Net Calls Change
-$3.37M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$119M +$808K +12,110 +0.7%
Wells Fargo
2
Wells Fargo
California
$65.7M +$9.44M +141,363 +17%
Bank of America
3
Bank of America
North Carolina
$46.5M -$8.18M -122,577 -15%
UBS Group
4
UBS Group
Switzerland
$44.3M -$404K -6,058 -0.9%
LPL Financial
5
LPL Financial
California
$24.9M -$3.36M -50,330 -12%
Goldman Sachs
6
Goldman Sachs
New York
$23.9M +$669K +10,020 +3%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$18.5M +$4.69M +70,257 +34%
RJA
8
Raymond James & Associates
Florida
$18.4M +$1.41M +21,115 +8%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$10.5M +$1.14M +17,067 +12%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$8.14M -$62.9K -942 -0.8%
Stifel Financial
11
Stifel Financial
Missouri
$8.12M +$248K +3,718 +3%
BTS
12
BB&T Securities
Virginia
$7.24M +$4.32M +64,747 +152%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$6.99M +$93.9K +1,406 +1%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$6.95M +$638K +9,562 +10%
Ameriprise
15
Ameriprise
Minnesota
$6.59M +$1.59M +23,839 +32%
Citigroup
16
Citigroup
New York
$5.75M +$141K +2,113 +3%
FEG
17
Financial Enhancement Group
Indiana
$5.72M +$207K +3,097 +4%
BFEC
18
Benjamin F. Edwards & Company
Missouri
$5.42M +$656K +9,831 +14%
SAM
19
Shamrock Asset Management
Texas
$5.24M -$347K -5,195 -6%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$4.34M +$408K +6,111 +10%
BA
21
BKS Advisors
Michigan
$3.93M +$412K +6,166 +12%
HighTower Advisors
22
HighTower Advisors
Illinois
$3.64M -$111K -1,669 -3%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$3.56M -$138K -2,072 -4%
LFAS
24
Level Four Advisory Services
Texas
$2.98M -$121K -1,820 -4%
LTFS
25
Ladenburg Thalmann Financial Services
Florida
$2.82M +$117K +1,747 +4%

FXH Hedge Fund Activity: Q3 2017 in Review

131 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2017, worth a combined $517M — up 0.3% from $515M a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new FXH positions and 12 closed out — a net gain of 3 holders — while 42 added to existing stakes and 43 trimmed.

The largest buyer was Wells Fargo, adding an estimated $9.44M. The largest seller was Navellier & Associates, exiting entirely with an estimated $18.1M sold.

  • 131 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2017, up from 130 in Q2 2017.
  • Funds reported $517M of First Trust Health Care AlphaDEX Fund stock for Q3 2017, up 0.3% quarter-over-quarter.
  • 15 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2017 and 12 closed out, a net change of +3 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2017 was Wells Fargo, an estimated $9.44M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q3 2017 was Navellier & Associates, an estimated $18.1M sold.

Based on aggregated 13F filings for Q3 2017.