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First Trust Health Care AlphaDEX Fund

216 hedge funds and large institutions have $795M invested in First Trust Health Care AlphaDEX Fund in 2021 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 65 increasing their positions, 67 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

5% more capital invested

Capital invested by funds: $758M → $795M (+$36.7M)

0.89% more ownership

Funds ownership: 49.8%50.7% (+0.89%)

0% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 16

1% less funds holding

Funds holding: 218216 (-2)

3% less repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 67

73% less call options, than puts

Call options by funds: $1.38M | Put options by funds: $5.18M

Holders
216
Holders Change
-2
Holders Change %
-0.92%
% of All Funds
3.78%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
16
Increased
65
Reduced
67
Closed
16
Calls
$1.38M
Puts
$5.18M
Net Calls
-$3.8M
Net Calls Change
-$4.77M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$200M -$663K -5,419 -0.3%
Wells Fargo
2
Wells Fargo
California
$78.1M +$1.49M +12,206 +2%
Bank of America
3
Bank of America
North Carolina
$54.4M +$5.28M +43,163 +10%
LPL Financial
4
LPL Financial
California
$42.4M +$3.25M +26,535 +8%
UBS Group
5
UBS Group
Switzerland
$42.4M +$6.74M +55,074 +18%
RJA
6
Raymond James & Associates
Florida
$25.9M -$620K -5,069 -2%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$24.5M -$2.03M -16,566 -7%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$21.1M +$250K +2,043 +1%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$17.6M +$959K +7,835 +6%
Truist Financial
10
Truist Financial
North Carolina
$16.4M -$134K -1,093 -0.8%
Osaic Holdings
11
Osaic Holdings
Arizona
$13.7M +$363K +2,963 +3%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$11.7M -$493K -4,029 -4%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$11.5M +$797K +6,510 +7%
Stifel Financial
14
Stifel Financial
Missouri
$8.38M +$1.17M +9,573 +16%
Ameriprise
15
Ameriprise
Minnesota
$8.29M +$539K +4,402 +7%
IPW
16
IronBridge Private Wealth
Texas
$8.23M +$8.46M +69,130 +531,769%
FAIM
17
Financial Advocates Investment Management
Washington
$8.15M +$15.7K +128 +0.2%
BFA
18
Beaumont Financial Advisors
Massachusetts
$7.44M +$7.65M +62,493 New
NA
19
Navellier & Associates
Nevada
$7.25M -$734K -5,995 -9%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$6.55M +$242K +1,976 +4%
JWCA
21
J.W. Cole Advisors
Florida
$6.22M +$13.5M +110,326 New
RIA
22
Regal Investment Advisors
Michigan
$5.75M -$46.1K -377 -0.8%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$5.23M +$478K +3,909 +10%
SMF
24
Sterling Manor Financial
New York
$5.21M +$5.36M +43,770 New
KAS
25
Kestra Advisory Services
Texas
$5.15M +$1.21M +9,851 +29%

FXH Hedge Fund Activity: Q3 2021 in Review

216 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2021, worth a combined $795M — up 4.8% from $758M a quarter earlier.

Fund positioning in FXH was balanced in Q3 2021: 16 funds opened new positions, 16 closed out, 65 added to existing stakes and 67 trimmed.

The largest buyer was J.W. Cole Advisors, opening a new position worth an estimated $13.5M. The largest seller was Goldman Sachs, exiting entirely with an estimated $7.1M sold.

  • 216 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2021, down from 218 in Q2 2021.
  • Funds reported $795M of First Trust Health Care AlphaDEX Fund stock for Q3 2021, up 4.8% quarter-over-quarter.
  • 16 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2021 and 16 closed out, a net change of 0 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2021 was J.W. Cole Advisors, an estimated $13.5M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q3 2021 was Goldman Sachs, an estimated $7.1M sold.

Based on aggregated 13F filings for Q3 2021.