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First Trust Health Care AlphaDEX Fund

171 hedge funds and large institutions have $535M invested in First Trust Health Care AlphaDEX Fund in 2019 Q3 according to their latest regulatory filings, with 11 funds opening new positions, 38 increasing their positions, 76 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

3.04% less ownership

Funds ownership: 53.58%50.54% (-3%)

5% less funds holding

Funds holding: 180171 (-9)

14% less capital invested

Capital invested by funds: $624M → $535M (-$89.2M)

42% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 19

50% less repeat investments, than reductions

Existing positions increased: 38 | Existing positions reduced: 76

96% less call options, than puts

Call options by funds: $718K | Put options by funds: $18.5M

100% less funds holding in top 10

Funds holding in top 10: 20 (-2)

Holders
171
Holders Change
-9
Holders Change %
-5%
% of All Funds
3.75%
Holding in Top 10
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-100%
% of All Funds
New
11
Increased
38
Reduced
76
Closed
19
Calls
$718K
Puts
$18.5M
Net Calls
-$17.8M
Net Calls Change
-$2.58M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$110M -$2.75M -36,074 -2%
Wells Fargo
2
Wells Fargo
California
$69.4M -$8.48M -111,260 -11%
LPL Financial
3
LPL Financial
California
$33M -$1.08M -14,110 -3%
Bank of America
4
Bank of America
North Carolina
$32.2M -$6.32M -82,893 -16%
UBS Group
5
UBS Group
Switzerland
$28M -$1.98M -25,917 -6%
RJA
6
Raymond James & Associates
Florida
$22.6M -$6.45M -84,546 -22%
Ameriprise
7
Ameriprise
Minnesota
$21.8M +$6.28M +82,355 +39%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$14.8M -$260K -3,406 -2%
AIM
9
Astor Investment Management
Illinois
$13.3M -$1.76M -23,092 -11%
MML Investors Services
10
MML Investors Services
Massachusetts
$11.6M -$144K -1,883 -1%
FI
11
FormulaFolio Investments
Michigan
$11.1M +$90.9K +1,192 +0.8%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$9.67M -$1.11M -14,564 -10%
Citadel Advisors
13
Citadel Advisors
Florida
$9.06M -$2.52M -33,010 -21%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$8M +$130K +1,705 +2%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$6.86M -$94.4K -1,238 -1%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$5.67M +$251K +3,288 +4%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$5.65M +$110K +1,442 +2%
CS
18
Credit Suisse
Switzerland
$5.17M +$534K +6,997 +11%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$4.94M -$380K -4,987 -7%
AG
20
Advisor Group
Arizona
$4.74M -$204K -2,670 -4%
KPW
21
Kore Private Wealth
New York
$4.43M -$15K -197 -0.3%
Citigroup
22
Citigroup
New York
$4.4M +$139K +1,817 +3%
LFAS
23
Level Four Advisory Services
Texas
$4.08M -$12.4K -163 -0.3%
HighTower Advisors
24
HighTower Advisors
Illinois
$3.71M -$226K -2,962 -6%
Stifel Financial
25
Stifel Financial
Missouri
$3.69M -$363K -4,767 -9%

FXH Hedge Fund Activity: Q3 2019 in Review

171 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2019, worth a combined $535M — down 14% from $624M a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of FXH and 11 opened new positions — a net loss of 8 holders — while 76 trimmed existing stakes and 38 added.

The largest buyer was Ameriprise, adding an estimated $6.28M. The largest seller was Fulcrum Equity Management, cutting an estimated $18.9M.

  • 171 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2019, down from 180 in Q2 2019.
  • Funds reported $535M of First Trust Health Care AlphaDEX Fund stock for Q3 2019, down 14% quarter-over-quarter.
  • 11 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2019 and 19 closed out, a net change of -8 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2019 was Ameriprise, an estimated $6.28M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q3 2019 was Fulcrum Equity Management, an estimated $18.9M sold.

Based on aggregated 13F filings for Q3 2019.