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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$102M +$1.24M +10,846 +1%
LPL Financial
2
LPL Financial
California
$47.1M +$11.8M +102,864 +36%
Bank of America
3
Bank of America
North Carolina
$37M +$590K +5,144 +2%
Wells Fargo
4
Wells Fargo
California
$34.5M +$1.66M +14,449 +5%
Raymond James Financial
5
Raymond James Financial
Florida
$32.2M -$1.98M -17,302 -6%
UBS Group
6
UBS Group
Switzerland
$21.7M +$6.83M +59,558 +51%
Goldman Sachs
7
Goldman Sachs
New York
$12.3M -$751K -6,548 -6%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$11.5M +$4.03M +35,197 +60%
PWP
9
Prasad Wealth Partners
Ohio
$10.3M +$9.26M +80,787 +2,725%
PFA
10
Perryman Financial Advisory
Texas
$9.12M +$199K +1,733 +2%
Cetera Investment Advisers
11
Cetera Investment Advisers
Illinois
$8.81M +$1.11M +9,642 +15%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$8.35M +$366K +3,192 +5%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$8.03M +$1.86M +16,215 +33%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$7.65M -$1.79M -15,580 -20%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$7.48M -$927K -8,085 -12%
HighTower Advisors
16
HighTower Advisors
Illinois
$6.63M +$994K +8,669 +19%
PCH
17
PGIM Custom Harvest
New Jersey
$6.15M -$471K -4,109 -8%
Osaic Holdings
18
Osaic Holdings
Arizona
$4.94M +$105K +915 +2%
PFS
19
Paller Financial Services
Colorado
$4.04M -$471K -4,113 -11%
KWA
20
Kingswood Wealth Advisors
California
$4.03M +$86.5K +755 +2%
Ameriprise
21
Ameriprise
Minnesota
$3.99M -$274K -2,394 -7%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$3.82M -$105K -918 -3%
WA
23
Waverly Advisors
Alabama
$3.69M +$152K +1,323 +5%
Stifel Financial
24
Stifel Financial
Missouri
$3.34M -$125K -1,088 -4%
GWM
25
Geneos Wealth Management
Colorado
$3.27M +$2.05M +17,870 +201%
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