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First Trust Health Care AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$218M +$9.81M +81,994 +5%
Wells Fargo
2
Wells Fargo
California
$70.2M -$10.8M -90,187 -14%
Bank of America
3
Bank of America
North Carolina
$51.1M -$5.45M -45,498 -10%
LPL Financial
4
LPL Financial
California
$44.3M +$3.23K +27 +0%
UBS Group
5
UBS Group
Switzerland
$43.6M -$647K -5,402 -2%
RJA
6
Raymond James & Associates
Florida
$26.7M -$334K -2,793 -1%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$25.2M -$368K -3,071 -1%
Truist Financial
8
Truist Financial
North Carolina
$17.3M +$191K +1,595 +1%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$17.1M -$1.2M -10,021 -7%
Osaic Holdings
10
Osaic Holdings
Arizona
$14.8M +$527K +4,405 +4%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$12.3M +$227K +1,900 +2%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$12M -$195K -1,626 -2%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$11.5M -$10.2M -84,912 -48%
Stifel Financial
14
Stifel Financial
Missouri
$9.47M +$702K +5,866 +8%
Ameriprise
15
Ameriprise
Minnesota
$8.97M +$321K +2,684 +4%
FAIM
16
Financial Advocates Investment Management
Washington
$8.41M -$86.3K -721 -1%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$7.88M +$1.02M +8,505 +15%
KAS
18
Kestra Advisory Services
Texas
$7.68M +$2.23M +18,604 +43%
HighTower Advisors
19
HighTower Advisors
Illinois
$6.95M +$2.13M +17,779 +46%
RIA
20
Regal Investment Advisors
Michigan
$6.13M +$125K +1,041 +2%
Baird Financial Group
21
Baird Financial Group
Wisconsin
$5.47M +$20.6K +172 +0.4%
Cetera Investment Advisers
22
Cetera Investment Advisers
Illinois
$5.38M +$124K +1,039 +2%
KPW
23
Kore Private Wealth
New York
$5.07M -$155K -1,296 -3%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$5.05M +$4.87M +40,677 New
PAG
25
Private Advisor Group
New Jersey
$4.72M +$194K +1,620 +4%