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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$207M +$4.89M +43,593 +2%
Wells Fargo
2
Wells Fargo
California
$67.9M +$3.02M +26,922 +5%
LPL Financial
3
LPL Financial
California
$43.2M +$2.3M +20,479 +6%
Bank of America
4
Bank of America
North Carolina
$42.8M -$4.28M -38,201 -9%
UBS Group
5
UBS Group
Switzerland
$40M -$247K -2,207 -0.6%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$22.7M -$513K -4,574 -2%
RJA
7
Raymond James & Associates
Florida
$22.4M -$2.18M -19,407 -9%
Envestnet Asset Management
8
Envestnet Asset Management
Illinois
$17.1M +$9.6M +85,663 +135%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$12.1M +$992K +8,849 +9%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$11.7M -$4.03M -35,934 -26%
Osaic Holdings
11
Osaic Holdings
Arizona
$11.4M -$965K -8,608 -7%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$10.9M +$344K +3,070 +3%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$10.7M -$647K -5,770 -6%
Ameriprise
14
Ameriprise
Minnesota
$9.8M +$1.48M +13,239 +18%
VCM
15
Virtue Capital Management
Tennessee
$7.89M +$6.37M +56,832 +473%
FAIM
16
Financial Advocates Investment Management
Washington
$7.64M -$132K -1,177 -2%
KAS
17
Kestra Advisory Services
Texas
$6.98M -$114K -1,013 -2%
Stifel Financial
18
Stifel Financial
Missouri
$6.07M -$2.62M -23,337 -31%
RIA
19
Regal Investment Advisors
Michigan
$5.99M +$322K +2,869 +6%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$5.32M +$263K +2,348 +5%
KPW
21
Kore Private Wealth
New York
$4.88M +$196K +1,753 +4%
HighTower Advisors
22
HighTower Advisors
Illinois
$4.74M -$1.66M -14,828 -26%
PAG
23
Private Advisor Group
New Jersey
$4.56M +$191K +1,708 +4%
SFG
24
StrategIQ Financial Group
Indiana
$3.4M +$23.9K +213 +0.7%
AWS
25
Atria Wealth Solutions
New York
$3.4M +$3.32M +29,622 New
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