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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$83.7M +$261K +4,272 +0.3%
Wells Fargo
2
Wells Fargo
California
$58M +$7.2M +118,037 +15%
Bank of America
3
Bank of America
North Carolina
$46.8M +$9.13M +149,602 +25%
UBS Group
4
UBS Group
Switzerland
$33.6M +$1.74M +28,532 +6%
LPL Financial
5
LPL Financial
California
$27.7M +$1.29M +21,111 +5%
UCFA
6
United Capital Financial Advisors
Texas
$17.1M -$5.68M -93,079 -25%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$12.9M -$2.78M -45,583 -18%
Goldman Sachs
8
Goldman Sachs
New York
$12.7M -$7.22M -118,327 -37%
NA
9
Navellier & Associates
Nevada
$11.9M +$11.7M +190,924 New
RJA
10
Raymond James & Associates
Florida
$11M +$8.18K +134 +0.1%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$9.44M -$5.36M -87,884 -37%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$9.13M +$2.17M +35,627 +32%
Citigroup
13
Citigroup
New York
$8.34M +$5.91M +96,755 +262%
CS
14
Credit Suisse
Switzerland
$5.68M -$6.6M -108,150 -54%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$5.61M -$824K -13,492 -13%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$5.53M -$131K -2,140 -2%
FEG
17
Financial Enhancement Group
Indiana
$4.93M +$4.83M +79,055 New
SAM
18
SignalPoint Asset Management
Missouri
$4.78M -$2.85M -46,619 -38%
Ameriprise
19
Ameriprise
Minnesota
$4.08M -$997K -16,341 -20%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$3.71M +$498K +8,164 +16%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$3.4M +$346K +5,663 +12%
HighTower Advisors
22
HighTower Advisors
Illinois
$3.37M +$2.73M +44,696 +480%
BA
23
BKS Advisors
Michigan
$3.19M +$37.5K +614 +1%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$3M -$1.02M -16,667 -26%
LFAS
25
Level Four Advisory Services
Texas
$2.88M +$201K +3,295 +8%
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