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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$205M +$19.6M +181,696 +10%
Wells Fargo
2
Wells Fargo
California
$64.8M +$3.89M +36,106 +6%
Bank of America
3
Bank of America
North Carolina
$46.2M +$7.99M +74,226 +20%
LPL Financial
4
LPL Financial
California
$43.1M +$4.45M +41,326 +11%
UBS Group
5
UBS Group
Switzerland
$30.3M -$5.89M -54,657 -16%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$25.3M +$10.4M +96,553 +65%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$23.8M +$3.51M +32,576 +16%
RJA
8
Raymond James & Associates
Florida
$20.6M +$420K +3,900 +2%
Osaic Holdings
9
Osaic Holdings
Arizona
$13M +$1.61M +14,948 +14%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$12.8M +$2.34M +21,765 +21%
Goldman Sachs
11
Goldman Sachs
New York
$12M +$11.8M +109,238 +1,456%
Ameriprise
12
Ameriprise
Minnesota
$11.4M +$2.73M +25,305 +30%
VCM
13
Virtue Capital Management
Tennessee
$11.4M +$4.53M +42,075 +61%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$11.4M +$479K +4,451 +4%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$9.69M -$147K -1,364 -1%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$7.19M -$2.52M -23,402 -25%
FAIM
17
Financial Advocates Investment Management
Washington
$6.7M -$173K -1,611 -2%
KAS
18
Kestra Advisory Services
Texas
$6.3M +$27.1K +252 +0.4%
Stifel Financial
19
Stifel Financial
Missouri
$6.12M +$686K +6,374 +12%
RIA
20
Regal Investment Advisors
Michigan
$5.46M +$85K +789 +2%
NA
21
Navellier & Associates
Nevada
$5.36M +$5.6M +52,000 New
Baird Financial Group
22
Baird Financial Group
Wisconsin
$4.88M +$98.3K +913 +2%
Truist Financial
23
Truist Financial
North Carolina
$4.58M +$2.29M +21,278 +92%
EFL
24
ERn Financial LLC
Wisconsin
$4.52M +$4.72M +43,835 New
KPW
25
Kore Private Wealth
New York
$4.39M +$1.4K +13 +0%
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