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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$197M +$17.5M +153,387 +10%
Wells Fargo
2
Wells Fargo
California
$75.4M -$4.61M -40,429 -6%
Bank of America
3
Bank of America
North Carolina
$48.5M -$2.56M -22,469 -5%
LPL Financial
4
LPL Financial
California
$38.7M -$553K -4,844 -1%
UBS Group
5
UBS Group
Switzerland
$35.3M -$5.17M -45,278 -13%
RJA
6
Raymond James & Associates
Florida
$26.1M +$1.26M +11,043 +5%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$26M -$2.45M -21,454 -9%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$20.5M -$322K -2,822 -2%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$16.4M -$1.45M -12,730 -8%
Truist Financial
10
Truist Financial
North Carolina
$16.3M -$838K -7,347 -5%
Osaic Holdings
11
Osaic Holdings
Arizona
$13.1M +$67.5K +592 +0.5%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$12M -$287K -2,513 -2%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$10.6M +$1.08M +9,442 +12%
FAIM
14
Financial Advocates Investment Management
Washington
$8.01M -$350K -3,070 -4%
NA
15
Navellier & Associates
Nevada
$7.83M +$7.63M +66,875 New
Ameriprise
16
Ameriprise
Minnesota
$7.63M +$248K +2,170 +3%
JP Morgan Chase
17
JP Morgan Chase
New York
$7.24M -$81.7K -716 -1%
Stifel Financial
18
Stifel Financial
Missouri
$7.13M +$203K +1,778 +3%
Goldman Sachs
19
Goldman Sachs
New York
$6.79M +$3.29M +28,878 +99%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$6.21M +$530K +4,641 +10%
FEM
21
Fulcrum Equity Management
Texas
$5.75M +$5.6M +49,109 New
RIA
22
Regal Investment Advisors
Michigan
$5.7M +$5.55M +48,672 New
HighTower Advisors
23
HighTower Advisors
Illinois
$5.21M +$117K +1,024 +2%
Citadel Advisors
24
Citadel Advisors
Florida
$5.17M +$358K +3,139 +8%
Cetera Investment Advisers
25
Cetera Investment Advisers
Illinois
$4.99M +$271K +2,372 +6%
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