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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$114M +$1.31M +11,576 +1%
Bank of America
2
Bank of America
North Carolina
$35.2M -$393K -3,470 -1%
Raymond James Financial
3
Raymond James Financial
Florida
$34.1M +$5.37M +47,348 +19%
LPL Financial
4
LPL Financial
California
$33.2M -$181K -1,599 -0.5%
Wells Fargo
5
Wells Fargo
California
$32.8M +$574K +5,066 +2%
RW
6
Rockport Wealth
Ohio
$17.3M -$5.44K -48 -0%
UBS Group
7
UBS Group
Switzerland
$13.9M -$927K -8,183 -6%
Goldman Sachs
8
Goldman Sachs
New York
$13.3M -$821K -7,241 -6%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$9.01M -$377K -3,323 -4%
Ameriprise
10
Ameriprise
Minnesota
$8.63M -$645K -5,688 -7%
PFA
11
Perryman Financial Advisory
Texas
$8.28M +$8.24M +72,715 New
Envestnet Asset Management
12
Envestnet Asset Management
Illinois
$7.94M +$3.34M +29,501 +73%
Cetera Investment Advisers
13
Cetera Investment Advisers
Illinois
$7.89M +$1.15M +10,191 +17%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$7.77M -$100K -883 -1%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$7.44M -$8.96M -79,041 -55%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$7.29M +$2.19M +19,310 +43%
VAS
17
Vestmark Advisory Solutions
Massachusetts
$6.69M -$153K -1,351 -2%
PCH
18
PGIM Custom Harvest
New Jersey
$6.43M -$205K -1,811 -3%
Osaic Holdings
19
Osaic Holdings
Arizona
$6.05M +$194K +1,716 +3%
HighTower Advisors
20
HighTower Advisors
Illinois
$4.77M +$1.02M +9,041 +27%
PFS
21
Paller Financial Services
Colorado
$4.35M +$4.34M +38,256 New
Baird Financial Group
22
Baird Financial Group
Wisconsin
$3.8M -$39.6K -349 -1%
SA
23
SFI Advisors
New Jersey
$3.68M -$67.1K -592 -2%
WA
24
Waverly Advisors
Alabama
$3.3M +$256K +2,258 +8%
PAG
25
Private Advisor Group
New Jersey
$3.13M -$451K -3,979 -13%
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