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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$200M -$663K -5,419 -0.3%
Wells Fargo
2
Wells Fargo
California
$78.1M +$1.49M +12,206 +2%
Bank of America
3
Bank of America
North Carolina
$54.4M +$5.28M +43,163 +10%
LPL Financial
4
LPL Financial
California
$42.4M +$3.25M +26,535 +8%
UBS Group
5
UBS Group
Switzerland
$42.4M +$6.74M +55,074 +18%
RJA
6
Raymond James & Associates
Florida
$25.9M -$620K -5,069 -2%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$24.5M -$2.03M -16,566 -7%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$21.1M +$250K +2,043 +1%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$17.6M +$959K +7,835 +6%
Truist Financial
10
Truist Financial
North Carolina
$16.4M -$134K -1,093 -0.8%
Osaic Holdings
11
Osaic Holdings
Arizona
$13.7M +$363K +2,963 +3%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$11.7M -$493K -4,029 -4%
Cambridge Investment Research Advisors
13
Cambridge Investment Research Advisors
Iowa
$11.5M +$797K +6,510 +7%
Stifel Financial
14
Stifel Financial
Missouri
$8.38M +$1.17M +9,573 +16%
Ameriprise
15
Ameriprise
Minnesota
$8.29M +$539K +4,402 +7%
IPW
16
IronBridge Private Wealth
Texas
$8.23M +$8.46M +69,130 +531,769%
FAIM
17
Financial Advocates Investment Management
Washington
$8.15M +$15.7K +128 +0.2%
BFA
18
Beaumont Financial Advisors
Massachusetts
$7.44M +$7.65M +62,493 New
NA
19
Navellier & Associates
Nevada
$7.25M -$734K -5,995 -9%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$6.55M +$242K +1,976 +4%
JWCA
21
J.W. Cole Advisors
Florida
$6.22M +$13.5M +110,326 New
RIA
22
Regal Investment Advisors
Michigan
$5.75M -$46.1K -377 -0.8%
Baird Financial Group
23
Baird Financial Group
Wisconsin
$5.23M +$478K +3,909 +10%
SMF
24
Sterling Manor Financial
New York
$5.21M +$5.36M +43,770 New
KAS
25
Kestra Advisory Services
Texas
$5.15M +$1.21M +9,851 +29%
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