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First Trust Health Care AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$293M +$26.6M +485,308 +10%
FSIM
2
F-Squared Investment Management
Massachusetts
$263M +$36.2M +660,322 +16%
Wells Fargo
3
Wells Fargo
California
$188M +$8.71M +158,875 +5%
Bank of America
4
Bank of America
North Carolina
$154M +$15.2M +277,329 +11%
First Trust Advisors
5
First Trust Advisors
Illinois
$116M +$45.5M +829,634 +66%
U
6
UBS
Switzerland
$81.5M +$16.1M +293,640 +25%
LPL Financial
7
LPL Financial
California
$42.5M +$10.1M +183,407 +31%
PPA
8
Parametric Portfolio Associates
Washington
$33M +$1.74M +31,764 +6%
SAM
9
Shamrock Asset Management
Texas
$32.9M +$31M +565,595 +2,296%
BFA
10
Beaumont Financial Advisors
Massachusetts
$30.5M +$6.46M +117,764 +27%
RJA
11
Raymond James & Associates
Florida
$29.5M -$536K -9,770 -2%
HA
12
Hays Advisory
Tennessee
$26.1M +$684K +12,473 +3%
BUB
13
BBVA USA Bancshares
Texas
$25.2M -$642K -11,709 -3%
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
$24.5M +$1.22M +22,338 +5%
Stifel Financial
15
Stifel Financial
Missouri
$17.8M +$1.4M +25,555 +9%
Goldman Sachs
16
Goldman Sachs
New York
$14M +$13.7M +250,763 New
PI
17
Placemark Investments
Illinois
$13.1M +$2.37M +43,152 +23%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$12.7M +$407K +7,420 +3%
AIM
19
Astor Investment Management
Illinois
$11.1M +$2.26M +41,261 +26%
HF
20
Hoxton Financial
West Virginia
$11M -$28.8K -525 -0.3%
FHA
21
First Horizon Advisors
Tennessee
$10.3M -$374K -6,823 -4%
Ameriprise
22
Ameriprise
Minnesota
$9.34M +$1.78M +32,526 +24%
BTS
23
BB&T Securities
Virginia
$9.23M -$43.4K -791 -0.5%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$8.78M +$2.97M +54,103 +52%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$7.88M +$719K +13,119 +10%