Shamrock Asset Management’s First Trust Health Care AlphaDEX Fund FXH Stock Holding History

Shamrock Asset Management’s Portfolio FXH Stock Details FXH Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-61,453	Closed	-$5.22M	–	229
2018 Q3	$5.22M	Sell	61,453 -5,992	-9%	-$478K	3.3%	6
2018 Q2	$5.01M	Sell	67,445 -279	-0.4%	-$20.2K	3.04%	10
2018 Q1	$4.93M	Buy	67,724 +67,469	+26,458%	+$4.87M	2.94%	9
2017 Q4	$18K	Sell	255 -77,518	-100%	-$5.29M	0.01%	209
2017 Q3	$5.24M	Sell	77,773 -5,195	-6%	-$347K	3.37%	8
2017 Q2	$5.55M	Buy	+82,968	New	+$5.33M	3.47%	6
2015 Q4	–	Sell	-361,954	Closed	-$21.1M	–	259
2015 Q3	$21.1M	Buy	361,954 +8,033	+2%	+$533K	11.16%	4
2015 Q2	$24.4M	Sell	353,921 -93,362	-21%	-$6.32M	11.31%	1
2015 Q1	$30M	Sell	447,283 -44,015	-9%	-$2.8M	11.92%	1
2014 Q4	$29.6M	Sell	491,298 -98,933	-17%	-$5.77M	11.89%	1
2014 Q3	$32.9M	Buy	590,231 +565,595	+2,296%	+$31M	12.35%	1
2014 Q2	$1.31M	Buy	24,636 +16,044	+187%	+$816K	0.41%	61
2014 Q1	$438K	Buy	8,592 +2,086	+32%	+$106K	0.14%	74
2013 Q4	$313K	Buy	+6,506	New	+$297K	0.11%	83

Other funds holding FXH

First Trust Advisors Wheaton, Illinois $140B AUM 27.84% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

RJFSA

Raymond James Financial Services Advisors St. Petersburg, Florida $75.1B AUM 31.89% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

Carson Wealth (CWM LLC) Omaha, Nebraska $38.1B AUM 19.66% 1-Year Est. Return

Shamrock Asset Management's FXH Position: Q4 2018 in Review

Shamrock Asset Management sold out of First Trust Health Care AlphaDEX Fund (FXH) in Q4 2018, closing a stake of 61,453 shares — an estimated $5.22M sold.

Shamrock Asset Management first reported a position in FXH in Q4 2013 and held it in 14 quarters. The position peaked at $32.9M in Q3 2014. 191 funds tracked by Wall St. Rank hold FXH as of Q4 2018.

Shamrock Asset Management reported no remaining First Trust Health Care AlphaDEX Fund position as of Q4 2018 after selling out during the quarter.
Shamrock Asset Management sold 61,453 First Trust Health Care AlphaDEX Fund shares in Q4 2018, an estimated $5.22M.
Shamrock Asset Management first reported a position in First Trust Health Care AlphaDEX Fund in Q4 2013 and held it in 14 quarters.
Shamrock Asset Management's First Trust Health Care AlphaDEX Fund position peaked at $32.9M in Q3 2014.
191 funds tracked by Wall St. Rank held First Trust Health Care AlphaDEX Fund as of Q4 2018.

Based on Shamrock Asset Management's 13F filing for Q4 2018, filed 8 Feb 2019.