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First Trust Health Care AlphaDEX Fund

158 hedge funds and large institutions have $671M invested in First Trust Health Care AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 59 increasing their positions, 39 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 26 (+4)

61% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 18

51% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 39

41% more capital invested

Capital invested by funds: $477M → $671M (+$194M)

7% more funds holding

Funds holding: 148158 (+10)

1.54% more ownership

Funds ownership: 48.84%50.38% (+1.5%)

97% less call options, than puts

Call options by funds: $297K | Put options by funds: $8.49M

Holders
158
Holders Change
+10
Holders Change %
+6.76%
% of All Funds
3.61%
Holding in Top 10
6
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+200%
% of All Funds
0.14%
New
29
Increased
59
Reduced
39
Closed
18
Calls
$297K
Puts
$8.49M
Net Calls
-$8.19M
Net Calls Change
-$7.66M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$158M +$25.4M +318,423 +21%
Wells Fargo
2
Wells Fargo
California
$91.9M +$25.7M +321,336 +42%
Bank of America
3
Bank of America
North Carolina
$45.6M -$2.49M -31,169 -5%
UBS Group
4
UBS Group
Switzerland
$37.2M +$2.44M +30,571 +7%
LPL Financial
5
LPL Financial
California
$36.7M +$9.39M +117,578 +37%
Ameriprise
6
Ameriprise
Minnesota
$32.1M +$758K +9,496 +8%
NA
7
Navellier & Associates
Nevada
$27.4M +$587K +7,353 +2%
RJA
8
Raymond James & Associates
Florida
$23.8M +$2.1M +26,328 +10%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$22.9M +$4.69M +58,738 +28%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$12M +$347K +4,352 +3%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$9.07M +$3.41M +42,703 +67%
FEG
12
Financial Enhancement Group
Indiana
$8.3M +$7.23M +90,556 +1,243%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$8.17M +$308K +3,859 +4%
Cambridge Investment Research Advisors
14
Cambridge Investment Research Advisors
Iowa
$7.34M +$2.4M +30,102 +53%
Stifel Financial
15
Stifel Financial
Missouri
$6.06M +$2.65M +33,160 +87%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$6.01M -$31.3K -392 -0.5%
BA
17
BKS Advisors
Michigan
$5.85M +$5.5M +68,895 New
Jane Street
18
Jane Street
New York
$5.75M -$123K -1,543 -2%
VCM
19
Virtue Capital Management
Tennessee
$5.29M +$4.97M +62,290 New
SAM
20
Shamrock Asset Management
Texas
$5.22M -$478K -5,992 -9%
Citadel Advisors
21
Citadel Advisors
Florida
$5.17M +$1.65M +20,674 +51%
HighTower Advisors
22
HighTower Advisors
Illinois
$4.66M +$178K +2,234 +4%
LFAS
23
Level Four Advisory Services
Texas
$4.42M +$97.9K +1,226 +2%
AG
24
Advisor Group
Arizona
$4.37M +$719K +9,002 +21%
SB
25
Suntrust Banks
Georgia
$3.97M +$2.68M +33,624 +255%

FXH Hedge Fund Activity: Q3 2018 in Review

158 of the 4,375 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q3 2018, worth a combined $671M — up 41% from $477M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new FXH positions and 18 closed out — a net gain of 11 holders — while 59 added to existing stakes and 39 trimmed.

The largest buyer was Wells Fargo, adding an estimated $25.7M. The largest seller was Envestnet Asset Management, cutting an estimated $8.86M.

  • 158 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q3 2018, up from 148 in Q2 2018.
  • Funds reported $671M of First Trust Health Care AlphaDEX Fund stock for Q3 2018, up 41% quarter-over-quarter.
  • 29 funds opened new First Trust Health Care AlphaDEX Fund positions in Q3 2018 and 18 closed out, a net change of +11 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q3 2018 was Wells Fargo, an estimated $25.7M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q3 2018 was Envestnet Asset Management, an estimated $8.86M sold.

Based on aggregated 13F filings for Q3 2018.