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First Trust Health Care AlphaDEX Fund

86 hedge funds and large institutions have $1.01B invested in First Trust Health Care AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 48 increasing their positions, 16 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 16

100% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 9

34% more capital invested

Capital invested by funds: $755M → $1.01B (+$254M)

9% more funds holding

Funds holding: 7986 (+7)

1.59% more ownership

Funds ownership: 63.36%64.95% (+1.6%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
86
Holders Change
+7
Holders Change %
+8.86%
% of All Funds
2.5%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
18
Increased
48
Reduced
16
Closed
9
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$208M +$26.8M +585,342 +16%
Wells Fargo
2
Wells Fargo
California
$153M +$8.14M +178,025 +6%
FSIM
3
F-Squared Investment Management
Massachusetts
$146M +$109M +2,392,139 +374%
BTS
4
BB&T Securities
Virginia
$68.6M +$1.68M +36,800 +35%
U
5
UBS
Switzerland
$60.9M +$8.11M +177,372 +16%
Bank of America
6
Bank of America
North Carolina
$55.2M +$2.81M +61,439 +6%
LPL Financial
7
LPL Financial
California
$34.5M +$1.27M +27,833 +4%
RJA
8
Raymond James & Associates
Florida
$24.8M +$5.04M +110,298 +27%
PPA
9
Parametric Portfolio Associates
Washington
$24.3M +$3.26M +71,311 +16%
BUB
10
BBVA USA Bancshares
Texas
$22M +$341K +7,461 +2%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$21.3M +$6.22M +136,121 +44%
HA
12
Hays Advisory
Tennessee
$19.6M -$130K -2,840 -0.7%
BFA
13
Beaumont Financial Advisors
Massachusetts
$13.4M +$2.81M +61,419 +28%
HF
14
Hoxton Financial
West Virginia
$10.6M -$816K -17,857 -8%
Goldman Sachs
15
Goldman Sachs
New York
$8.8M +$7.48M +163,671 +846%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$8.18M +$2.59M +56,602 +50%
Fidelity Investments
17
Fidelity Investments
Massachusetts
$7.24M +$6.88M +150,600 New
PI
18
Placemark Investments
Illinois
$7.02M +$1.12M +24,561 +20%
Citigroup
19
Citigroup
New York
$5.86M +$4.7M +102,820 +539%
Ameriprise
20
Ameriprise
Minnesota
$5.34M +$878K +19,206 +20%
AAM
21
Aberdeen Asset Management
United Kingdom
$5.3M +$1.39M +30,308 +38%
B
22
Baird
Wisconsin
$5.27M -$1.97K -43 -0%
JP Morgan Chase
23
JP Morgan Chase
New York
$5.12M -$377K -8,244 -7%
Envestnet Asset Management
24
Envestnet Asset Management
Illinois
$4.17M +$3.3M +72,275 +496%
TT
25
Tower Trust
Indiana
$4.15M +$187K +4,082 +5%

FXH Hedge Fund Activity: Q4 2013 in Review

86 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q4 2013, worth a combined $1.01B — up 34% from $755M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new FXH positions and 9 closed out — a net gain of 9 holders — while 48 added to existing stakes and 16 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $109M. The largest seller was Navellier & Associates, exiting entirely with an estimated $59.1M sold.

  • 86 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q4 2013, up from 79 in Q3 2013.
  • Funds reported $1.01B of First Trust Health Care AlphaDEX Fund stock for Q4 2013, up 34% quarter-over-quarter.
  • 18 funds opened new First Trust Health Care AlphaDEX Fund positions in Q4 2013 and 9 closed out, a net change of +9 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q4 2013 was F-Squared Investment Management, an estimated $109M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q4 2013 was Navellier & Associates, an estimated $59.1M sold.

Based on aggregated 13F filings for Q4 2013.