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First Trust Health Care AlphaDEX Fund
FXH

Overview Fund Activity

98 hedge funds and large institutions have $1.38B invested in First Trust Health Care AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 56 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
98
Holders Change
+12
Holders Change %
+13.95%
% of All Funds
2.83%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
20
Increased
56
Reduced
19
Closed
8
Calls
–
Puts
$326K
Net Calls
-$326K
Net Calls Change
-$326K

Top Buyers

1
FSIM
F-Squared Investment Management
Massachusetts
+$123M
2
BTS
BB&T Securities
Virginia
+$31.2M
3
Morgan Stanley
Morgan Stanley
New York
+$24.7M
4
First Trust Advisors
First Trust Advisors
Illinois
+$20.9M
5
PPA
Parametric Portfolio Associates
Washington
+$15.4M

Top Sellers

1
Fidelity Investments
Fidelity Investments
Massachusetts
-$7.24M
2
U
UBS
Switzerland
-$3.89M
3
PFS
Prospera Financial Services
Texas
-$2.19M
4
FA
FDx Advisors
Illinois
-$2.14M
5
HF
Hoxton Financial
West Virginia
-$897K
Name Holding Trade Value Shares
Change 		Shares
Change %
FSIM
1
F-Squared Investment Management
Massachusetts
$277M +$123M +2,407,339 +79%
Morgan Stanley
2
Morgan Stanley
New York
$245M +$24.7M +484,991 +11%
Wells Fargo
3
Wells Fargo
California
$169M +$6.56M +128,852 +4%
BTS
4
BB&T Securities
Virginia
$104M +$31.2M +61,183 +43%
Bank of America
5
Bank of America
North Carolina
$72.1M +$13.6M +266,715 +23%
U
6
UBS
Switzerland
$60.7M -$3.89M -76,447 -6%
LPL Financial
7
LPL Financial
California
$41.2M +$4.68M +91,828 +13%
PPA
8
Parametric Portfolio Associates
Washington
$41.1M +$15.4M +301,812 +60%
RJA
9
Raymond James & Associates
Florida
$28M +$1.75M +34,363 +7%
BFA
10
Beaumont Financial Advisors
Massachusetts
$23.9M +$9.76M +191,536 +69%
BUB
11
BBVA USA Bancshares
Texas
$23.7M +$369K +7,235 +2%
HA
12
Hays Advisory
Tennessee
$22.3M +$1.59M +31,189 +8%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$22.2M -$373K -7,318 -2%
First Trust Advisors
14
First Trust Advisors
Illinois
$20.9M +$20.9M +409,409 New
Goldman Sachs
15
Goldman Sachs
New York
$18.7M +$9.33M +183,146 +100%
Stifel Financial
16
Stifel Financial
Missouri
$14.3M +$14.3M +281,138 New
PI
17
Placemark Investments
Illinois
$13.6M +$6.2M +121,700 +83%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$12.6M +$3.89M +76,282 +45%
AAM
19
Aberdeen Asset Management
United Kingdom
$11.7M +$6.19M +123,766 +112%
HF
20
Hoxton Financial
West Virginia
$10.3M -$897K -17,607 -8%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$7.73M +$3.3M +64,852 +75%
Citigroup
22
Citigroup
New York
$6.57M +$360K +7,060 +6%
Ameriprise
23
Ameriprise
Minnesota
$6.22M +$469K +9,211 +8%
JPMorgan Chase & Co
24
JPMorgan Chase & Co
New York
$6.03M +$596K +11,711 +11%
SG Americas Securities
25
SG Americas Securities
New York
$5.71M +$5.71M +112,011 New
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