We are live on ! Find out more
FXH icon

First Trust Health Care AlphaDEX Fund

98 hedge funds and large institutions have $1.38B invested in First Trust Health Care AlphaDEX Fund in 2014 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 56 increasing their positions, 19 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

195% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 19

150% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 8

36% more capital invested

Capital invested by funds: $1.01B → $1.38B (+$368M)

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

14% more funds holding

Funds holding: 8698 (+12)

0.81% more ownership

Funds ownership: 64.95%65.77% (+0.81%)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $326K

Holders
98
Holders Change
+12
Holders Change %
+13.95%
% of All Funds
2.83%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
20
Increased
56
Reduced
19
Closed
8
Calls
Puts
$326K
Net Calls
-$326K
Net Calls Change
-$326K
Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$277M +$123M +2,407,339 +79%
Morgan Stanley
2
Morgan Stanley
New York
$245M +$24.7M +484,991 +11%
Wells Fargo
3
Wells Fargo
California
$169M +$6.56M +128,852 +4%
BTS
4
BB&T Securities
Virginia
$104M +$3.12M +61,183 +43%
Bank of America
5
Bank of America
North Carolina
$72.1M +$13.6M +266,715 +23%
U
6
UBS
Switzerland
$60.6M -$3.89M -76,447 -6%
LPL Financial
7
LPL Financial
California
$41.2M +$4.68M +91,828 +13%
PPA
8
Parametric Portfolio Associates
Washington
$41.1M +$15.4M +301,812 +60%
RJA
9
Raymond James & Associates
Florida
$28M +$1.75M +34,363 +7%
BFA
10
Beaumont Financial Advisors
Massachusetts
$23.9M +$9.76M +191,536 +69%
BUB
11
BBVA USA Bancshares
Texas
$23.7M +$369K +7,235 +2%
HA
12
Hays Advisory
Tennessee
$22.3M +$1.59M +31,189 +8%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$22.2M -$373K -7,318 -2%
First Trust Advisors
14
First Trust Advisors
Illinois
$20.9M +$20.9M +409,409 New
Goldman Sachs
15
Goldman Sachs
New York
$18.7M +$9.33M +183,146 +100%
Stifel Financial
16
Stifel Financial
Missouri
$14.3M +$14.3M +281,138 New
PI
17
Placemark Investments
Illinois
$13.6M +$6.2M +121,700 +83%
Commonwealth Equity Services
18
Commonwealth Equity Services
Massachusetts
$12.6M +$3.89M +76,282 +45%
AAM
19
Aberdeen Asset Management
United Kingdom
$11.7M +$6.31M +123,766 +112%
HF
20
Hoxton Financial
West Virginia
$10.3M -$897K -17,607 -8%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$7.73M +$3.3M +64,852 +75%
Citigroup
22
Citigroup
New York
$6.57M +$360K +7,060 +6%
Ameriprise
23
Ameriprise
Minnesota
$6.22M +$469K +9,211 +8%
JP Morgan Chase
24
JP Morgan Chase
New York
$6.03M +$597K +11,711 +11%
SG Americas Securities
25
SG Americas Securities
New York
$5.71M +$5.71M +112,011 New

FXH Hedge Fund Activity: Q1 2014 in Review

98 of the 3,464 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q1 2014, worth a combined $1.38B — up 36% from $1.01B a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new FXH positions and 8 closed out — a net gain of 12 holders — while 56 added to existing stakes and 19 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $123M. The largest seller was Fidelity Investments, exiting entirely with an estimated $7.24M sold.

  • 98 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q1 2014, up from 86 in Q4 2013.
  • Funds reported $1.38B of First Trust Health Care AlphaDEX Fund stock for Q1 2014, up 36% quarter-over-quarter.
  • 20 funds opened new First Trust Health Care AlphaDEX Fund positions in Q1 2014 and 8 closed out, a net change of +12 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q1 2014 was F-Squared Investment Management, an estimated $123M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q1 2014 was Fidelity Investments, an estimated $7.24M sold.

Based on aggregated 13F filings for Q1 2014.