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First Trust Health Care AlphaDEX Fund

131 hedge funds and large institutions have $448M invested in First Trust Health Care AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 27 funds opening new positions, 33 increasing their positions, 45 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

145% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 11

13% more funds holding

Funds holding: 116131 (+15)

9% more capital invested

Capital invested by funds: $412M → $448M (+$35.8M)

0.21% more ownership

Funds ownership: 47.38%47.59% (+0.21%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

27% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 45

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $6.24M

Holders
131
Holders Change
+15
Holders Change %
+12.93%
% of All Funds
3.26%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
27
Increased
33
Reduced
45
Closed
11
Calls
Puts
$6.24M
Net Calls
-$6.24M
Net Calls Change
-$2.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$83.7M +$261K +4,272 +0.3%
Wells Fargo
2
Wells Fargo
California
$58M +$7.2M +118,037 +15%
Bank of America
3
Bank of America
North Carolina
$46.8M +$9.13M +149,602 +25%
UBS Group
4
UBS Group
Switzerland
$33.6M +$1.74M +28,532 +6%
LPL Financial
5
LPL Financial
California
$27.7M +$1.29M +21,111 +5%
UCFA
6
United Capital Financial Advisors
Texas
$17.1M -$5.68M -93,079 -25%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$12.9M -$2.78M -45,583 -18%
Goldman Sachs
8
Goldman Sachs
New York
$12.7M -$7.22M -118,327 -37%
NA
9
Navellier & Associates
Nevada
$11.9M +$11.7M +190,924 New
RJA
10
Raymond James & Associates
Florida
$11M +$8.18K +134 +0.1%
Envestnet Asset Management
11
Envestnet Asset Management
Illinois
$9.44M -$5.36M -87,884 -37%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$9.13M +$2.17M +35,627 +32%
Citigroup
13
Citigroup
New York
$8.34M +$5.91M +96,755 +262%
CS
14
Credit Suisse
Switzerland
$5.68M -$6.6M -108,150 -54%
Baird Financial Group
15
Baird Financial Group
Wisconsin
$5.61M -$824K -13,492 -13%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$5.53M -$131K -2,140 -2%
FEG
17
Financial Enhancement Group
Indiana
$4.93M +$4.83M +79,055 New
SAM
18
SignalPoint Asset Management
Missouri
$4.78M -$2.85M -46,619 -38%
Ameriprise
19
Ameriprise
Minnesota
$4.08M -$997K -16,341 -20%
BFEC
20
Benjamin F. Edwards & Company
Missouri
$3.71M +$498K +8,164 +16%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$3.4M +$346K +5,663 +12%
HighTower Advisors
22
HighTower Advisors
Illinois
$3.37M +$2.73M +44,696 +480%
BA
23
BKS Advisors
Michigan
$3.19M +$37.5K +614 +1%
Cambridge Investment Research Advisors
24
Cambridge Investment Research Advisors
Iowa
$3M -$1.02M -16,667 -26%
LFAS
25
Level Four Advisory Services
Texas
$2.88M +$201K +3,295 +8%

FXH Hedge Fund Activity: Q1 2017 in Review

131 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q1 2017, worth a combined $448M — up 8.7% from $412M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new FXH positions and 11 closed out — a net gain of 16 holders — while 33 added to existing stakes and 45 trimmed.

The largest buyer was Navellier & Associates, opening a new position worth an estimated $11.7M. The largest seller was Goldman Sachs, cutting an estimated $7.22M.

  • 131 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q1 2017, up from 116 in Q4 2016.
  • Funds reported $448M of First Trust Health Care AlphaDEX Fund stock for Q1 2017, up 8.7% quarter-over-quarter.
  • 27 funds opened new First Trust Health Care AlphaDEX Fund positions in Q1 2017 and 11 closed out, a net change of +16 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q1 2017 was Navellier & Associates, an estimated $11.7M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q1 2017 was Goldman Sachs, an estimated $7.22M sold.

Based on aggregated 13F filings for Q1 2017.