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First Trust Health Care AlphaDEX Fund

180 hedge funds and large institutions have $624M invested in First Trust Health Care AlphaDEX Fund in 2019 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 37 increasing their positions, 87 reducing their positions, and 33 closing their positions.

New
Increased
Maintained
Reduced
Closed

9% less funds holding

Funds holding: 197180 (-17)

16.37% less ownership

Funds ownership: 69.95%53.58% (-16%)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

36% less first-time investments, than exits

New positions opened: 21 | Existing positions closed: 33

57% less repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 87

58% less capital invested

Capital invested by funds: $1.49B → $624M (-$869M)

98% less call options, than puts

Call options by funds: $281K | Put options by funds: $15.5M

Holders
180
Holders Change
-17
Holders Change %
-8.63%
% of All Funds
3.91%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.04%
New
21
Increased
37
Reduced
87
Closed
33
Calls
$281K
Puts
$15.5M
Net Calls
-$15.2M
Net Calls Change
+$27.8M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$118M -$70.6M -949,228 -38%
Wells Fargo
2
Wells Fargo
California
$81.3M -$73.6M -989,825 -49%
Bank of America
3
Bank of America
North Carolina
$40.1M -$32.8M -441,654 -46%
LPL Financial
4
LPL Financial
California
$35.6M -$6.14M -82,621 -15%
UBS Group
5
UBS Group
Switzerland
$31.3M -$23.9M -322,034 -44%
RJA
6
Raymond James & Associates
Florida
$30.2M -$14.6M -197,082 -34%
FEM
7
Fulcrum Equity Management
Texas
$19M +$18.5M +248,504 New
Ameriprise
8
Ameriprise
Minnesota
$16.5M -$6M -80,775 -28%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$15.7M -$16.3M -218,975 -52%
AIM
10
Astor Investment Management
Illinois
$15.7M -$6.6M -88,744 -31%
MML Investors Services
11
MML Investors Services
Massachusetts
$12.3M -$183K -2,456 -2%
Citadel Advisors
12
Citadel Advisors
Florida
$12M +$4.09M +55,092 +55%
Goldman Sachs
13
Goldman Sachs
New York
$11.6M +$5.28M +71,099 +90%
FI
14
FormulaFolio Investments
Michigan
$11.6M +$585K +7,876 +6%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$11.2M -$9.84M -132,324 -48%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$8.23M -$4.76M -64,003 -38%
Envestnet Asset Management
17
Envestnet Asset Management
Illinois
$7.27M -$175K -2,350 -2%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$5.8M -$3.68M -49,562 -40%
Cambridge Investment Research Advisors
19
Cambridge Investment Research Advisors
Iowa
$5.67M -$1.78M -23,969 -25%
Commonwealth Equity Services
20
Commonwealth Equity Services
Massachusetts
$5.55M -$14.1M -189,641 -73%
AG
21
Advisor Group
Arizona
$5.17M -$2.11M -28,360 -30%
CS
22
Credit Suisse
Switzerland
$4.87M +$2.82M +37,900 +152%
KPW
23
Kore Private Wealth
New York
$4.71M +$5.8K +78 +0.1%
Citigroup
24
Citigroup
New York
$4.46M -$175K -2,355 -4%
TRCT
25
Tower Research Capital (TRC)
New York
$4.29M +$3.72M +50,029 +922%

FXH Hedge Fund Activity: Q2 2019 in Review

180 of the 4,605 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q2 2019, worth a combined $624M — down 58% from $1.49B a quarter earlier.

Sellers outnumbered buyers: 33 funds closed out of FXH and 21 opened new positions — a net loss of 12 holders — while 87 trimmed existing stakes and 37 added.

The largest buyer was Fulcrum Equity Management, opening a new position worth an estimated $18.5M. The largest seller was First Trust Advisors, exiting entirely with an estimated $511M sold.

  • 180 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q2 2019, down from 197 in Q1 2019.
  • Funds reported $624M of First Trust Health Care AlphaDEX Fund stock for Q2 2019, down 58% quarter-over-quarter.
  • 21 funds opened new First Trust Health Care AlphaDEX Fund positions in Q2 2019 and 33 closed out, a net change of -12 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q2 2019 was Fulcrum Equity Management, an estimated $18.5M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q2 2019 was First Trust Advisors, an estimated $511M sold.

Based on aggregated 13F filings for Q2 2019.