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First Trust Health Care AlphaDEX Fund

226 hedge funds and large institutions have $755M invested in First Trust Health Care AlphaDEX Fund in 2020 Q4 according to their latest regulatory filings, with 44 funds opening new positions, 57 increasing their positions, 67 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

175% more first-time investments, than exits

New positions opened: 44 | Existing positions closed: 16

13% more capital invested

Capital invested by funds: $667M → $755M (+$88M)

12% more funds holding

Funds holding: 201226 (+25)

0.21% less ownership

Funds ownership: 52.06%51.84% (-0.21%)

15% less repeat investments, than reductions

Existing positions increased: 57 | Existing positions reduced: 67

90% less call options, than puts

Call options by funds: $1.96M | Put options by funds: $20.5M

Holders
226
Holders Change
+25
Holders Change %
+12.44%
% of All Funds
4%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
44
Increased
57
Reduced
67
Closed
16
Calls
$1.96M
Puts
$20.5M
Net Calls
-$18.5M
Net Calls Change
+$16M
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$180M -$1.92M -18,860 -1%
Wells Fargo
2
Wells Fargo
California
$80.9M +$2.07M +20,396 +3%
Bank of America
3
Bank of America
North Carolina
$49.6M -$886K -8,706 -2%
UBS Group
4
UBS Group
Switzerland
$39M -$3.6M -35,427 -9%
LPL Financial
5
LPL Financial
California
$36.1M +$336K +3,304 +1%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$26.3M -$6.09M -59,914 -20%
RJA
7
Raymond James & Associates
Florida
$21.5M -$4.85M -47,699 -19%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$19M +$183K +1,801 +1%
Truist Financial
9
Truist Financial
North Carolina
$17M -$3.7M -36,342 -19%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$15.6M -$5.82M -57,251 -28%
JAWM
11
J. Arnold Wealth Management
Ohio
$12.6M +$6.7M +65,891 +130%
Osaic Holdings
12
Osaic Holdings
Arizona
$11.6M +$106K +1,039 +1%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$11.2M -$254K -2,501 -2%
Barclays
14
Barclays
United Kingdom
$10.1M +$9.52M +93,600 New
DADC
15
D.A. Davidson & Co
Montana
$9.29M +$372K +3,660 +4%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$8.15M -$2.81M -27,652 -27%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$7.95M -$40.1K -394 -0.5%
JP Morgan Chase
18
JP Morgan Chase
New York
$7.9M -$5.49K -54 -0.1%
FAIM
19
Financial Advocates Investment Management
Washington
$7.85M -$44.8K -440 -0.6%
IPW
20
IronBridge Private Wealth
Texas
$6.85M +$6.47M +63,592 New
Ameriprise
21
Ameriprise
Minnesota
$6.7M +$685K +6,737 +12%
Stifel Financial
22
Stifel Financial
Missouri
$6.69M +$1.12M +11,047 +22%
NA
23
Navellier & Associates
Nevada
$5.89M +$5.56M +54,694 New
FEM
24
Fulcrum Equity Management
Texas
$5.53M +$4.83M +47,460 +1,236%
HighTower Advisors
25
HighTower Advisors
Illinois
$4.87M -$36.3K -357 -0.8%

FXH Hedge Fund Activity: Q4 2020 in Review

226 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust Health Care AlphaDEX Fund (FXH) for Q4 2020, worth a combined $755M — up 13% from $667M a quarter earlier.

Buyers outnumbered sellers: 44 funds opened new FXH positions and 16 closed out — a net gain of 28 holders — while 57 added to existing stakes and 67 trimmed.

The largest buyer was Barclays, opening a new position worth an estimated $9.52M. The largest seller was Citadel Advisors, cutting an estimated $18.2M.

  • 226 institutional investors held First Trust Health Care AlphaDEX Fund (FXH) as of Q4 2020, up from 201 in Q3 2020.
  • Funds reported $755M of First Trust Health Care AlphaDEX Fund stock for Q4 2020, up 13% quarter-over-quarter.
  • 44 funds opened new First Trust Health Care AlphaDEX Fund positions in Q4 2020 and 16 closed out, a net change of +28 holders.
  • The largest First Trust Health Care AlphaDEX Fund buyer in Q4 2020 was Barclays, an estimated $9.52M added.
  • The largest First Trust Health Care AlphaDEX Fund seller in Q4 2020 was Citadel Advisors, an estimated $18.2M sold.

Based on aggregated 13F filings for Q4 2020.