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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$351M +$386M +4,750,190 New
Morgan Stanley
2
Morgan Stanley
New York
$142M +$41.2M +507,416 +36%
Wells Fargo
3
Wells Fargo
California
$92.2M +$33.5M +412,547 +49%
Bank of America
4
Bank of America
North Carolina
$44.8M +$11.9M +146,201 +32%
UBS Group
5
UBS Group
Switzerland
$32.8M +$7.31M +90,033 +25%
LPL Financial
6
LPL Financial
California
$24.7M -$2.99M -36,797 -10%
RJA
7
Raymond James & Associates
Florida
$24.3M +$4.09M +50,342 +18%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$13.3M +$8.97M +110,400 +161%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$12.8M +$1.11M +13,624 +9%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$12.7M +$13.4K +165 +0.1%
Goldman Sachs
11
Goldman Sachs
New York
$11.1M +$4.91M +60,489 +68%
Osaic Holdings
12
Osaic Holdings
Arizona
$10.3M +$11.3M +138,718 New
Ameriprise
13
Ameriprise
Minnesota
$8.86M -$13.3M -164,309 -58%
Citadel Advisors
14
Citadel Advisors
Florida
$8.55M +$967K +11,902 +11%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$8.44M +$855K +10,519 +10%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$8.42M +$4.03M +49,636 +77%
Truist Financial
17
Truist Financial
North Carolina
$7.04M +$5.31M +65,364 +220%
DADC
18
D.A. Davidson & Co
Montana
$6.16M +$5.57M +68,535 +464%
BFEC
19
Benjamin F. Edwards & Company
Missouri
$6.04M +$4.59M +56,509 +224%
Envestnet Asset Management
20
Envestnet Asset Management
Illinois
$5.47M +$813K +10,009 +16%
Stifel Financial
21
Stifel Financial
Missouri
$4.95M +$919K +11,307 +20%
NC
22
NewSquare Capital
Pennsylvania
$4.85M +$5.29M +65,165 +16,291%
HighTower Advisors
23
HighTower Advisors
Illinois
$4.16M +$517K +6,366 +13%
KPW
24
Kore Private Wealth
New York
$4.11M -$404K -4,979 -8%
ODG
25
O'Dell Group
Ohio
$4.03M +$4.42M +54,464 New
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