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First Trust Health Care AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$219M -$7.68M -70,555 -3%
Wells Fargo
2
Wells Fargo
California
$72.6M +$3.81M +34,981 +5%
LPL Financial
3
LPL Financial
California
$70.8M +$4.25M +39,071 +6%
UBS Group
4
UBS Group
Switzerland
$39.4M +$505K +4,644 +1%
Bank of America
5
Bank of America
North Carolina
$38.2M -$10.4M -96,010 -21%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$34M +$292K +2,685 +0.9%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$27.1M -$1.27M -11,658 -4%
RJA
8
Raymond James & Associates
Florida
$24.7M +$44.8K +412 +0.2%
Osaic Holdings
9
Osaic Holdings
Arizona
$20.8M +$3.25M +29,826 +18%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$17.5M -$35.5K -326 -0.2%
Ameriprise
11
Ameriprise
Minnesota
$14.8M +$888K +8,163 +6%
Stifel Financial
12
Stifel Financial
Missouri
$14.2M +$2.61M +23,974 +22%
Goldman Sachs
13
Goldman Sachs
New York
$14M +$11M +101,131 +347%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$10.8M -$583K -5,359 -5%
Janney Montgomery Scott
15
Janney Montgomery Scott
Pennsylvania
$10.5M -$878K -8,065 -8%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$10.1M +$2.25M +20,667 +28%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$8.86M +$18K +165 +0.2%
RIA
18
Regal Investment Advisors
Michigan
$8.01M +$1.09M +10,031 +16%
VAS
19
Vestmark Advisory Solutions
Massachusetts
$7.86M +$2.42M +22,221 +44%
CAN
20
Cetera Advisor Networks
California
$7.63M +$4.68M +43,042 +154%
FAIM
21
Financial Advocates Investment Management
Washington
$7.39M +$148K +1,362 +2%
Baird Financial Group
22
Baird Financial Group
Wisconsin
$5.18M -$783K -7,195 -13%
Corient Private Wealth
23
Corient Private Wealth
Florida
$5.06M +$20.3K +187 +0.4%
AAS
24
Avantax Advisory Services
Texas
$4.97M +$10.8K +99 +0.2%
EFL
25
ERn Financial LLC
Wisconsin
$4.88M +$12.2K +112 +0.2%