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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$183M -$15M -144,229 -7%
LPL Financial
2
LPL Financial
California
$58.6M +$2.83M +27,258 +5%
Wells Fargo
3
Wells Fargo
California
$56.1M -$6.25M -60,248 -9%
UBS Group
4
UBS Group
Switzerland
$34.5M -$431K -4,153 -1%
Bank of America
5
Bank of America
North Carolina
$31.9M -$1.83M -17,599 -5%
Envestnet Asset Management
6
Envestnet Asset Management
Illinois
$27.3M -$4.59M -44,261 -14%
RJFSA
7
Raymond James Financial Services Advisors
Florida
$23M -$710K -6,841 -3%
RJA
8
Raymond James & Associates
Florida
$20M -$662K -6,384 -3%
Osaic Holdings
9
Osaic Holdings
Arizona
$18M -$1.42M -13,696 -7%
Ameriprise
10
Ameriprise
Minnesota
$14.4M +$851K +8,203 +6%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$14.3M -$3.53M -34,025 -19%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$10.5M +$599K +5,771 +6%
CAN
13
Cetera Advisor Networks
California
$9.41M +$2.34M +22,564 +30%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$8.99M -$212K -2,041 -2%
Goldman Sachs
15
Goldman Sachs
New York
$8.08M -$3.27M -31,505 -27%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$7.79M -$3.16M -30,436 -28%
Cetera Investment Advisers
17
Cetera Investment Advisers
Illinois
$6.81M -$1.24M -11,919 -15%
Corient Private Wealth
18
Corient Private Wealth
Florida
$6.53M -$37K -357 -0.5%
VAS
19
Vestmark Advisory Solutions
Massachusetts
$6.05M -$6.04M -58,168 -48%
Stifel Financial
20
Stifel Financial
Missouri
$5.61M -$1.1M -10,564 -15%
RIA
21
Regal Investment Advisors
Michigan
$5.4M -$331K -3,193 -5%
HFP
22
Holistic Financial Partners
Indiana
$4.81M +$1.18M +11,358 +30%
AAS
23
Avantax Advisory Services
Texas
$4.59M -$83K -800 -2%
MFG
24
Merit Financial Group
Georgia
$4.56M -$120K -1,160 -2%
EFL
25
ERn Financial LLC
Wisconsin
$4.18M -$40.7K -392 -0.9%
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