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First Trust Health Care AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FSIM
1
F-Squared Investment Management
Massachusetts
$277M +$123M +2,407,339 +79%
Morgan Stanley
2
Morgan Stanley
New York
$245M +$24.7M +484,991 +11%
Wells Fargo
3
Wells Fargo
California
$169M +$6.56M +128,852 +4%
Bank of America
4
Bank of America
North Carolina
$72.1M +$13.6M +266,715 +23%
U
5
UBS
Switzerland
$60.6M -$3.89M -76,447 -6%
LPL Financial
6
LPL Financial
California
$41.2M +$4.68M +91,828 +13%
PPA
7
Parametric Portfolio Associates
Washington
$41.1M +$15.4M +301,812 +60%
RJA
8
Raymond James & Associates
Florida
$28M +$1.75M +34,363 +7%
BFA
9
Beaumont Financial Advisors
Massachusetts
$23.9M +$9.76M +191,536 +69%
BUB
10
BBVA USA Bancshares
Texas
$23.7M +$369K +7,235 +2%
HA
11
Hays Advisory
Tennessee
$22.3M +$1.59M +31,189 +8%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$22.2M -$373K -7,318 -2%
First Trust Advisors
13
First Trust Advisors
Illinois
$20.9M +$20.9M +409,409 New
Goldman Sachs
14
Goldman Sachs
New York
$18.7M +$9.33M +183,146 +100%
Stifel Financial
15
Stifel Financial
Missouri
$14.3M +$14.3M +281,138 New
PI
16
Placemark Investments
Illinois
$13.6M +$6.2M +121,700 +83%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$12.6M +$3.89M +76,282 +45%
AAM
18
Aberdeen Asset Management
United Kingdom
$11.7M +$6.31M +123,766 +112%
BTS
19
BB&T Securities
Virginia
$10.4M +$3.12M +61,183 +43%
HF
20
Hoxton Financial
West Virginia
$10.3M -$897K -17,607 -8%
Envestnet Asset Management
21
Envestnet Asset Management
Illinois
$7.73M +$3.3M +64,852 +75%
Citigroup
22
Citigroup
New York
$6.57M +$360K +7,060 +6%
Ameriprise
23
Ameriprise
Minnesota
$6.22M +$469K +9,211 +8%
JP Morgan Chase
24
JP Morgan Chase
New York
$6.03M +$597K +11,711 +11%
SG Americas Securities
25
SG Americas Securities
New York
$5.71M +$5.71M +112,011 New