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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$109M -$1.83M -17,421 -2%
Bank of America
2
Bank of America
North Carolina
$34.3M +$5.7M +54,400 +21%
LPL Financial
3
LPL Financial
California
$32.2M -$1.57M -14,970 -5%
Wells Fargo
4
Wells Fargo
California
$31.1M -$8.78M -83,717 -23%
Raymond James Financial
5
Raymond James Financial
Florida
$27.7M -$261K -2,486 -1%
RW
6
Rockport Wealth
Ohio
$16.6M +$39.7K +379 +0.3%
Royal Bank of Canada
7
Royal Bank of Canada
Ontario, Canada
$15.8M +$8.97M +85,555 +145%
UBS Group
8
UBS Group
Switzerland
$14.3M -$3.68M -35,049 -21%
Goldman Sachs
9
Goldman Sachs
New York
$13.7M +$386K +3,678 +3%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$9.04M -$1.13M -10,763 -12%
Ameriprise
11
Ameriprise
Minnesota
$8.93M -$2.06M -19,686 -19%
Janney Montgomery Scott
12
Janney Montgomery Scott
Pennsylvania
$7.59M -$561K -5,347 -7%
VAS
13
Vestmark Advisory Solutions
Massachusetts
$6.6M -$6.71M -64,014 -52%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$6.49M +$457K +4,357 +8%
PCH
15
PGIM Custom Harvest
New Jersey
$6.4M -$149K -1,419 -2%
Osaic Holdings
16
Osaic Holdings
Arizona
$5.55M -$920K -8,776 -15%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$4.91M -$238K -2,271 -5%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$4.41M -$976K -9,307 -19%
Citadel Advisors
19
Citadel Advisors
Florida
$4.33M -$233K -2,220 -5%
Baird Financial Group
20
Baird Financial Group
Wisconsin
$3.7M -$157K -1,497 -4%
HFP
21
Holistic Financial Partners
Indiana
$3.63M -$23.2K -221 -0.7%
SA
22
SFI Advisors
New Jersey
$3.61M -$156K -1,486 -4%
HighTower Advisors
23
HighTower Advisors
Illinois
$3.61M -$87.3K -833 -2%
PAG
24
Private Advisor Group
New Jersey
$3.46M -$143K -1,364 -4%
WA
25
Waverly Advisors
Alabama
$2.93M -$158K -1,505 -5%
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