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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$94.8M -$4.4M -72,315 -4%
Wells Fargo
2
Wells Fargo
California
$81.2M +$2.33M +38,311 +3%
UBS Group
3
UBS Group
Switzerland
$34.8M +$5.18M +85,260 +18%
Bank of America
4
Bank of America
North Carolina
$29.9M -$1.9M -31,175 -6%
LPL Financial
5
LPL Financial
California
$27.4M -$6.58M -108,149 -19%
UCFA
6
United Capital Financial Advisors
Texas
$24M -$824K -13,549 -3%
Goldman Sachs
7
Goldman Sachs
New York
$19.7M -$7.09M -116,684 -27%
AIM
8
Astor Investment Management
Illinois
$19.5M +$6.51M +107,090 +50%
Ameriprise
9
Ameriprise
Minnesota
$12M +$409K +6,725 +4%
Envestnet Asset Management
10
Envestnet Asset Management
Illinois
$11.9M +$518K +8,515 +5%
RJA
11
Raymond James & Associates
Florida
$11.5M -$474K -7,801 -4%
SAM
12
SignalPoint Asset Management
Missouri
$9.5M +$3.31M +54,436 +54%
Royal Bank of Canada
13
Royal Bank of Canada
Ontario, Canada
$9.24M -$2.59M -42,554 -22%
RJFSA
14
Raymond James Financial Services Advisors
Florida
$8.21M -$97.6K -1,605 -1%
BTS
15
BB&T Securities
Virginia
$7.11M +$5.32M +87,520 +299%
ACM
16
Aviance Capital Management
Florida
$6.66M +$1.52M +24,957 +30%
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$6.52M +$6.51M +107,081 New
Baird Financial Group
18
Baird Financial Group
Wisconsin
$6.28M +$22.7K +374 +0.4%
SI
19
SII Investments
Wisconsin
$6.24M -$828K -13,617 -12%
Citadel Advisors
20
Citadel Advisors
Florida
$5.28M -$37.7K -620 -0.7%
CS
21
Credit Suisse
Switzerland
$4.97M -$3.62M -59,529 -42%
SG Americas Securities
22
SG Americas Securities
New York
$4.66M -$2.31M -37,990 -33%
TRCT
23
Tower Research Capital (TRC)
New York
$4.56M +$1.78M +29,336 +64%
BA
24
BKS Advisors
Michigan
$4.35M +$4.35M +71,525 New
Wolverine Trading
25
Wolverine Trading
Illinois
$4.31M -$46.5K -765 -1%
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