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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$110M -$2.75M -36,074 -2%
Wells Fargo
2
Wells Fargo
California
$69.4M -$8.48M -111,260 -11%
LPL Financial
3
LPL Financial
California
$33M -$1.08M -14,110 -3%
Bank of America
4
Bank of America
North Carolina
$32.2M -$6.32M -82,893 -16%
UBS Group
5
UBS Group
Switzerland
$28M -$1.98M -25,917 -6%
RJA
6
Raymond James & Associates
Florida
$22.6M -$6.45M -84,546 -22%
Ameriprise
7
Ameriprise
Minnesota
$21.8M +$6.28M +82,355 +39%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$14.8M -$260K -3,406 -2%
AIM
9
Astor Investment Management
Illinois
$13.3M -$1.76M -23,092 -11%
MML Investors Services
10
MML Investors Services
Massachusetts
$11.6M -$144K -1,883 -1%
FI
11
FormulaFolio Investments
Michigan
$11.1M +$90.9K +1,192 +0.8%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$9.67M -$1.11M -14,564 -10%
Citadel Advisors
13
Citadel Advisors
Florida
$9.06M -$2.52M -33,010 -21%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$8M +$130K +1,705 +2%
Envestnet Asset Management
15
Envestnet Asset Management
Illinois
$6.86M -$94.4K -1,238 -1%
Cambridge Investment Research Advisors
16
Cambridge Investment Research Advisors
Iowa
$5.67M +$251K +3,288 +4%
Baird Financial Group
17
Baird Financial Group
Wisconsin
$5.65M +$110K +1,442 +2%
CS
18
Credit Suisse
Switzerland
$5.17M +$534K +6,997 +11%
Commonwealth Equity Services
19
Commonwealth Equity Services
Massachusetts
$4.94M -$380K -4,987 -7%
AG
20
Advisor Group
Arizona
$4.74M -$204K -2,670 -4%
KPW
21
Kore Private Wealth
New York
$4.43M -$15K -197 -0.3%
Citigroup
22
Citigroup
New York
$4.4M +$139K +1,817 +3%
LFAS
23
Level Four Advisory Services
Texas
$4.08M -$12.4K -163 -0.3%
HighTower Advisors
24
HighTower Advisors
Illinois
$3.71M -$226K -2,962 -6%
Stifel Financial
25
Stifel Financial
Missouri
$3.69M -$363K -4,767 -9%
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