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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$180M -$1.92M -18,860 -1%
Wells Fargo
2
Wells Fargo
California
$80.9M +$2.07M +20,396 +3%
Bank of America
3
Bank of America
North Carolina
$49.6M -$886K -8,706 -2%
UBS Group
4
UBS Group
Switzerland
$39M -$3.6M -35,427 -9%
LPL Financial
5
LPL Financial
California
$36.1M +$336K +3,304 +1%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$26.3M -$6.09M -59,914 -20%
RJA
7
Raymond James & Associates
Florida
$21.5M -$4.85M -47,699 -19%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$19M +$183K +1,801 +1%
Truist Financial
9
Truist Financial
North Carolina
$17M -$3.7M -36,342 -19%
Royal Bank of Canada
10
Royal Bank of Canada
Ontario, Canada
$15.6M -$5.82M -57,251 -28%
JAWM
11
J. Arnold Wealth Management
Ohio
$12.6M +$6.7M +65,891 +130%
Osaic Holdings
12
Osaic Holdings
Arizona
$11.6M +$106K +1,039 +1%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$11.2M -$254K -2,501 -2%
Barclays
14
Barclays
United Kingdom
$10.1M +$9.52M +93,600 New
DADC
15
D.A. Davidson & Co
Montana
$9.29M +$372K +3,660 +4%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$8.15M -$2.81M -27,652 -27%
Cambridge Investment Research Advisors
17
Cambridge Investment Research Advisors
Iowa
$7.95M -$40.1K -394 -0.5%
JP Morgan Chase
18
JP Morgan Chase
New York
$7.9M -$5.49K -54 -0.1%
FAIM
19
Financial Advocates Investment Management
Washington
$7.85M -$44.8K -440 -0.6%
IPW
20
IronBridge Private Wealth
Texas
$6.85M +$6.47M +63,592 New
Ameriprise
21
Ameriprise
Minnesota
$6.7M +$685K +6,737 +12%
Stifel Financial
22
Stifel Financial
Missouri
$6.69M +$1.12M +11,047 +22%
NA
23
Navellier & Associates
Nevada
$5.89M +$5.56M +54,694 New
FEM
24
Fulcrum Equity Management
Texas
$5.53M +$4.83M +47,460 +1,236%
HighTower Advisors
25
HighTower Advisors
Illinois
$4.87M -$36.3K -357 -0.8%
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