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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$104M -$11.2M -154,670 -9%
Wells Fargo
2
Wells Fargo
California
$48.1M -$8.44M -116,974 -14%
Bank of America
3
Bank of America
North Carolina
$36.5M -$14M -193,613 -27%
UBS Group
4
UBS Group
Switzerland
$28.7M -$13.3M -183,989 -31%
LPL Financial
5
LPL Financial
California
$18.1M -$373K -5,169 -2%
RJFSA
6
Raymond James Financial Services Advisors
Florida
$17.3M -$1.26M -17,511 -7%
RJA
7
Raymond James & Associates
Florida
$14.4M -$3.57M -49,469 -19%
Royal Bank of Canada
8
Royal Bank of Canada
Ontario, Canada
$10.4M -$533K -7,392 -5%
Envestnet Asset Management
9
Envestnet Asset Management
Illinois
$8.67M +$234K +3,238 +3%
Ameriprise
10
Ameriprise
Minnesota
$8.55M -$494K -6,842 -5%
Janney Montgomery Scott
11
Janney Montgomery Scott
Pennsylvania
$7M -$187K -2,590 -3%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$6.34M -$40.3K -558 -0.6%
Citadel Advisors
13
Citadel Advisors
Florida
$5.92M +$3M +41,604 +95%
SAM
14
Shamrock Asset Management
Texas
$4.93M +$4.87M +67,469 +26,458%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$4.51M -$42.3K -587 -0.9%
BA
16
BKS Advisors
Michigan
$4.14M +$42.9K +594 +1%
Goldman Sachs
17
Goldman Sachs
New York
$4.11M +$2.68M +37,212 +169%
SG Americas Securities
18
SG Americas Securities
New York
$4.06M +$1.39M +19,335 +49%
HighTower Advisors
19
HighTower Advisors
Illinois
$3.79M +$140K +1,939 +4%
FAAS
20
First Allied Advisory Services
California
$3.77M +$2.29M +31,717 +140%
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$3.72M -$35.5K -492 -0.9%
CS
22
Credit Suisse
Switzerland
$3.46M +$1.52M +21,055 +73%
LFAS
23
Level Four Advisory Services
Texas
$3.46M +$54.6K +757 +2%
BTS
24
BB&T Securities
Virginia
$3.18M +$1.31M +18,114 +65%
AG
25
Advisor Group
Arizona
$3.04M +$101K +1,398 +3%
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