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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$798M +$221M +3,269,724 +39%
Morgan Stanley
2
Morgan Stanley
New York
$461M +$24.4M +360,129 +6%
Wells Fargo
3
Wells Fargo
California
$306M +$6.33M +93,530 +2%
Bank of America
4
Bank of America
North Carolina
$215M +$4.77M +70,578 +2%
FSIM
5
F-Squared Investment Management
Massachusetts
$185M +$182M +2,687,703 New
UBS Group
6
UBS Group
Switzerland
$124M +$4.03M +59,550 +3%
LPL Financial
7
LPL Financial
California
$69.1M +$8.95M +132,329 +15%
RJA
8
Raymond James & Associates
Florida
$56.9M +$11.6M +171,374 +26%
Royal Bank of Canada
9
Royal Bank of Canada
Ontario, Canada
$41.8M +$1.88M +27,742 +5%
Stifel Financial
10
Stifel Financial
Missouri
$29.8M +$8.39M +124,028 +40%
PPA
11
Parametric Portfolio Associates
Washington
$29.2M +$28.7M +424,138 New
AIM
12
Astor Investment Management
Illinois
$27.7M +$7.17M +105,954 +36%
UCFA
13
United Capital Financial Advisors
Texas
$26.9M -$1.1M -16,208 -4%
HA
14
Hays Advisory
Tennessee
$25.8M -$199K -2,941 -0.8%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$24.8M +$3.17M +46,895 +15%
Ameriprise
16
Ameriprise
Minnesota
$24.5M +$1.83M +27,010 +8%
SAM
17
Shamrock Asset Management
Texas
$24.4M -$6.32M -93,362 -21%
Envestnet Asset Management
18
Envestnet Asset Management
Illinois
$21.3M +$3.08M +45,489 +17%
MFS
19
MSI Financial Services
Massachusetts
$17.8M +$1.01M +14,934 +6%
Goldman Sachs
20
Goldman Sachs
New York
$17.2M -$9.33K -138 -0.1%
TFA
21
Transamerica Financial Advisors
Florida
$16.8M +$9.21M +136,211 +127%
Janney Montgomery Scott
22
Janney Montgomery Scott
Pennsylvania
$16.1M +$184K +2,720 +1%
NC
23
NewSquare Capital
Pennsylvania
$13.5M +$2.07M +30,550 +18%
BFA
24
Beaumont Financial Advisors
Massachusetts
$12.7M -$19.8M -292,921 -61%
HF
25
Hoxton Financial
West Virginia
$12.4M -$107K -1,583 -0.9%
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