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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$129M +$128M +3,249,270 New
Wells Fargo
2
Wells Fargo
California
$109M +$108M +2,738,755 New
U
3
UBS
Switzerland
$42.5M +$42.2M +1,070,603 New
Bank of America
4
Bank of America
North Carolina
$38.1M +$37.8M +959,552 New
LPL Financial
5
LPL Financial
California
$23M +$22.8M +580,163 New
Fidelity Investments
6
Fidelity Investments
Massachusetts
$21.2M +$21M +533,300 New
BUB
7
BBVA USA Bancshares
Texas
$17.7M +$17.6M +446,513 New
RJA
8
Raymond James & Associates
Florida
$14.3M +$14.1M +359,180 New
HA
9
Hays Advisory
Tennessee
$13.4M +$13.2M +336,220 New
PPA
10
Parametric Portfolio Associates
Washington
$12.4M +$12.3M +311,333 New
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$10.9M +$10.8M +274,276 New
HF
12
Hoxton Financial
West Virginia
$9.48M +$9.4M +238,694 New
BFA
13
Beaumont Financial Advisors
Massachusetts
$6.02M +$5.97M +151,633 New
SNC
14
Stifel Nicolaus & Co
Missouri
$5.26M +$5.22M +132,485 New
JP Morgan Chase
15
JP Morgan Chase
New York
$4.4M +$4.36M +110,791 New
B
16
Baird
Wisconsin
$4.3M +$4.27M +108,416 New
BTS
17
BB&T Securities
Virginia
$3.71M +$3.68M +93,542 New
NA
18
Navellier & Associates
Nevada
$3.62M +$3.59M +91,150 New
PI
19
Placemark Investments
Illinois
$3.61M +$3.58M +90,907 New
TT
20
Tower Trust
Indiana
$3.39M +$3.36M +85,401 New
HighTower Advisors
21
HighTower Advisors
Illinois
$3.31M +$3.28M +83,387 New
HFS
22
HL Financial Services
Kentucky
$2.9M +$2.87M +72,931 New
Commonwealth Equity Services
23
Commonwealth Equity Services
Massachusetts
$2.68M +$2.66M +67,548 New
SI
24
Stephens Inc
Arkansas
$2.56M +$2.54M +64,503 New
BFEC
25
Benjamin F. Edwards & Company
Missouri
$2.53M +$2.51M +63,723 New
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