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First Trust Health Care AlphaDEX Fund
FXH

Name Holding Trade Value Shares
Change 		Change in
Stake
First Trust Advisors
1
First Trust Advisors
Illinois
$511M -$60M -804,863 -11%
Morgan Stanley
2
Morgan Stanley
New York
$189M +$1.47M +19,649 +0.8%
Wells Fargo
3
Wells Fargo
California
$156M +$9.73M +130,414 +7%
Bank of America
4
Bank of America
North Carolina
$73.3M +$5.74M +76,956 +9%
UBS Group
5
UBS Group
Switzerland
$55.5M +$3.17M +42,520 +6%
RJA
6
Raymond James & Associates
Florida
$44.8M +$4.72M +63,224 +12%
LPL Financial
7
LPL Financial
California
$41.4M -$418K -5,600 -1%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$32.3M +$4.68M +62,686 +17%
Ameriprise
9
Ameriprise
Minnesota
$22.4M +$10.6M +142,620 +94%
AIM
10
Astor Investment Management
Illinois
$22.2M -$1.91M -25,580 -8%
Royal Bank of Canada
11
Royal Bank of Canada
Ontario, Canada
$21.2M +$150K +2,014 +0.7%
Commonwealth Equity Services
12
Commonwealth Equity Services
Massachusetts
$20M +$201K +2,693 +1%
NC
13
NewSquare Capital
Pennsylvania
$17.8M +$122K +1,635 +0.7%
Janney Montgomery Scott
14
Janney Montgomery Scott
Pennsylvania
$13M -$73.9K -991 -0.6%
MML Investors Services
15
MML Investors Services
Massachusetts
$12.3M +$182K +2,445 +2%
FI
16
FormulaFolio Investments
Michigan
$10.8M +$7.55M +101,189 +251%
HFS
17
HL Financial Services
Kentucky
$10.2M -$355K -4,759 -3%
Baird Financial Group
18
Baird Financial Group
Wisconsin
$9.51M -$80.9K -1,085 -0.9%
ODG
19
O'Dell Group
Ohio
$8.55M +$107K +1,435 +1%
Citadel Advisors
20
Citadel Advisors
Florida
$7.67M -$6.54M -87,670 -47%
GA
21
Gateway Advisory
New Jersey
$7.65M +$7.47M +100,088 New
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$7.43M -$136K -1,827 -2%
Envestnet Asset Management
23
Envestnet Asset Management
Illinois
$7.35M +$524K +7,024 +8%
AG
24
Advisor Group
Arizona
$7.27M +$310K +4,161 +5%
NA
25
NewEdge Advisors
Louisiana
$7.13M +$1.02M +13,736 +17%
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